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BROWN FORMAN CORP — Director's Dealing 2015
Jul 28, 2015
30482_dirs_2015-07-27_3e5f8fea-ec40-4aa6-8d99-7c89bee53305.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-07-23
Reporting Person: Cook John D. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Deferred Stock Units | $ | A | 1572.3300 | Acquired | Class A Common (1572.3300) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Class B Common (5132.7500) | 5132.7500 | Direct | |
| Stock Appreciation Right | $61.2400 | 2020-04-30 | Class B Common (3002.0000) | 3002.0000 | Direct |
| Stock Appreciation Right | $43.1000 | 2019-04-30 | Class B Common (7812.0000) | 7812.0000 | Direct |
| Stock Appreciation Right | $57.6100 | 2018-04-30 | Class B Common (2833.0000) | 2833.0000 | Direct |
Footnotes
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
F3: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals have been updated to reflect such credits, and the DSU totals on this form have been updated to reflect such credits.
F4: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.