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BROWN FORMAN CORP — Director's Dealing 2015
Jul 28, 2015
30482_dirs_2015-07-27_c59c8ebc-1710-4d28-ae31-1df03ad57cf3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-07-23
Reporting Person: Brown J McCauley (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Restricted Stock Units | $ | A | 158.0000 | Acquired | Class B Common (158.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 3852.0000 | Direct |
| Class B Common | 61484.0000 | Direct |
| Class B Common | 8741.5739 | Indirect |
| Class A Common | 968395.0000 | Indirect |
| Class B Common | 64481.0000 | Indirect |
| Class A Common | 181940.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class A Common | 61296.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 26330.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 62993.0000 | Indirect |
| Class A Common | 14349.0000 | Indirect |
| Class B Common | 1020.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (212.0000) | 212.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (171.0000) | 171.0000 | Direct |
Footnotes
F1: Number of shares acquired through the issuer's 401(k) plan as of July 17, 2015.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F3: The Restricted Stock Units were granted on July 23, 2015, and vest on April 30, 2019.
F4: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
F5: The Restricted Stock Units were granted on July 25, 2013, and vest on April 30, 2017.
F6: The Restricted Stock Units were granted on July 24, 2014, and vest on April 30, 2018.