BROWN FORMAN CORP — Director's Dealing 2013

Jan 3, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-12-31

Reporting Person: Brown Christina Lee (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-31	Class A Common	S	2002581	$61.255	Disposed	3330114	Indirect
2012-12-31	Class A Common	S	2418	$61.255	Disposed	0	Indirect
2012-12-31	Class A Common	S	840	$61.255	Disposed	0	Indirect
2012-12-31	Class A Common	S	1499	$61.255	Disposed	0	Indirect
2012-12-31	Class A Common	G	1251558	—	Disposed	1277100	Indirect
2012-12-31	Class B Common	S	4031268	$62.46	Disposed	6703641	Indirect
2012-12-31	Class B Common	S	44251	$62.46	Disposed	0	Indirect
2012-12-31	Class B Common	S	652	$62.46	Disposed	0	Indirect
2012-12-31	Class B Common	G	336728	—	Disposed	343600	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	257700	Direct
Class A Common	504775	Indirect
Class A Common	67714	Indirect
Class B Common	64189	Direct
Class B Common	1980	Indirect
Class B Common	126193	Indirect
Class B Common	253176	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$22.49	2014-04-30	Class B Common (131303)	131303	Direct
Stock Appreciation Right	$33.65	2015-07-24	Class B Common (5311)	5311	Direct

Footnotes

F1: The reporting person was appointed administrator of the Estate of Owsley Brown II in October 2011. On 12/21/12, the Estate distributed to the reporting person a 64.59% interest in Olympus Three, LLC, in which the reporting person had previously reported a pecuniary interest. On 12/31/12, in a series of nearly simultaneous transactions, the Estate transferred a .3265% interest in Guiford-Brown LP, a 9.79% interest in Driftwood Holding Three LLC and a 1% interest in Longview LP to the Owsley Brown Marital Trust, which transferred them to the reporting person, who then sold them and a 60.14% interest in Olympus Three LLC to a family trust in which the reporting person has no pecuniary interest. Following these transactions, neither the Estate nor the reporting person has a pecuniary interest in Guilford-Brown LP, Driftwood Holding Three LLC or Longview LP, but the reporting person continues to have a pecuniary interest in Olympus Three LLC.

F2: The reporting person disclaims beneficial ownership of all entities set forth in this form except to the extent of her pecuniary interest therein.

F3: On 12/31/12, the reporting person gifted a 98% interest in Polaris LLC to a charitable lead annuity trust in which she has no pecuniary interest.