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BROWN FORMAN CORP — Director's Dealing 2013
Jan 8, 2013
30482_dirs_2013-01-08_cc2f61c6-9d03-4780-a6c9-fbc0d16f14bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2008-06-13
Reporting Person: VARGA PAUL C (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-06-13 | Class A Common | J | 148 | — | Disposed | 134495 | Direct |
| 2008-06-13 | Class A Common | J | 148 | — | Acquired | 148 | Indirect |
| 2008-06-13 | Class B Common | J | 2072 | — | Disposed | 30197 | Direct |
| 2008-06-13 | Class B Common | J | 2072 | — | Acquired | 31163 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $38.43 | 2020-04-30 | Class B Common (135946) | 135946 | Direct |
| Stock Appreciation Right | $46.40 | 2021-04-30 | Class B Common (95761) | 95761 | Direct |
| Stock Appreciation Right | $58.70 | 2022-04-30 | Class B Common (92514) | 92514 | Direct |
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