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BROWN FORMAN CORP — Director's Dealing 2013
Jan 15, 2013
30482_dirs_2013-01-14_d891e6a7-0fdf-46d5-b5cb-3c2e8f809dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-07-11
Reporting Person: Barzun Brooke Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-10 | Class A Common | J | 50371 | $63.49 | Disposed | 203474 | Indirect |
| 2013-01-10 | Class A Common | J | 31501 | $63.49 | Acquired | 31501 | Indirect |
| 2013-01-10 | Class A Common | J | 9813 | $63.49 | Acquired | 9813 | Indirect |
| 2013-01-10 | Class A Common | J | 9057 | $63.49 | Acquired | 9057 | Indirect |
| 2012-12-24 | Class B Common | G | 97007 | — | Disposed | 27832 | Direct |
| 2012-07-11 | Class B Common | W | 12 | — | Acquired | 49779 | Indirect |
| 2012-12-24 | Class B Common | G | 49779 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 236106 | Direct |
| Class A Common | 2500 | Indirect |
| Class A Common | 14154 | Indirect |
| Class A Common | 101320 | Indirect |
| Class A Common | 79545 | Indirect |
| Class A Common | 60273 | Indirect |
| Class A Common | 150000 | Indirect |
| Class A Common | 18 | Indirect |
| Class B Common | 316837 | Indirect |
| Class A Common | 13063 | Indirect |
| Class A Common | 49257 | Indirect |
| Class A Common | 67714 | Indirect |
| Class A Common | 4704 | Indirect |
| Class A Common | 8518 | Indirect |
| Class A Common | 8518 | Indirect |
| Class A Common | 1470 | Indirect |
| Class A Common | 740610 | Indirect |
| Class A Common | 20439 | Indirect |
| Class A Common | 3330115 | Indirect |
| Class B Common | 355 | Indirect |
| Class B Common | 25329 | Indirect |
| Class B Common | 19885 | Indirect |
| Class B Common | 4942 | Indirect |
Footnotes
F1: On January 10, 2013, the reporting person transferred shares from a revocable trust to three GRATs in which she has a pecuniary interest in exchange for cash. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of her pecuniary interest therein.
F2: On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 78,702 additional shares of Class A common stock.
F3: Includes additional 833 Class A shares issued in the August 2012 stock split.
F4: Includes additional 4,718 Class A shares issued in the August 2012 stock split.
F5: Includes additional 84,615 Class A shares issued in the August 2012 stock split.
F6: Includes additional 33,773 Class A shares issued in the August 2012 stock split.
F7: Includes additional 26,515 Class A shares issued in the August 2012 stock split.
F8: Includes additional 20,091 Class A shares issued in the August 2012 stock split.
F9: Includes additional 50,000 Class A shares issued in the August 2012 stock split.
F10: Includes additional 6 Class A shares issued in the August 2012 stock split.
F11: Includes additional 105,612 Class A shares issued in the August 2012 stock split.
F12: Includes additional 4,354 Class A shares issued in the August 2012 stock split.
F13: Includes additional 16,419 Class A shares issued in the August 2012 stock split.
F14: Includes additional 22,571 Class A shares issued in the August 2012 stock split.
F15: Includes additional 1,568 Class A shares issued in the August 2012 stock split.
F16: Includes additional 2,839 Class A shares issued in the August 2012 stock split.
F17: Includes additional 490 Class A shares issued in the August 2012 stock split.
F18: Includes additional 246,870 Class A shares issued in the August 2012 stock split.
F19: Includes additional 6,813 Class A shares issued in the August 2012 stock split.
F20: Includes additional 1,110,038 Class A shares issued in the August 2012 stock split.
F21: Includes additional 41,613 Class B shares issued in the August 2012 stock split.
F22: Includes additional 118 Class B shares issued in the August 2012 stock split.
F23: Includes additional 16,589 Class B shares issued in the August 2012 stock split.
F24: Includes additional 8,443 Class B shares issued in the August 2012 stock split.
F25: Includes additional 6,628 Class B shares issued in the August 2012 stock split.
F26: Includes additional 1,647 Class B shares issued in the August 2012 stock split.