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BROWN FORMAN CORP — Director's Dealing 2013
Jan 15, 2013
30482_dirs_2013-01-14_537600d4-ca2f-4d5f-8fd2-e3635f853def.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-07-11
Reporting Person: Holland Augusta Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-24 | Class A Common | G | 61983 | — | Disposed | 557374 | Direct |
| 2012-12-26 | Class A Common | G | 14416 | — | Acquired | 16159 | Indirect |
| 2012-12-24 | Class A Common | G | 61983 | — | Acquired | 69532 | Indirect |
| 2012-07-11 | Class B Common | W | 12 | — | Acquired | 116385 | Direct |
| 2012-12-24 | Class B Common | G | 84870 | — | Disposed | 31515 | Direct |
| 2012-08-20 | Class B Common | W | 192223 | — | Disposed | 0 | Indirect |
| 2012-08-20 | Class B Common | W | 64075 | — | Acquired | 64075 | Indirect |
| 2012-12-19 | Class B Common | G | 43470 | — | Disposed | 20605 | Indirect |
| 2012-12-26 | Class B Common | G | 89136 | — | Acquired | 95299 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 2500 | Indirect |
| Class A Common | 18867 | Indirect |
| Class A Common | 18 | Indirect |
| Class A Common | 316837 | Indirect |
| Class A Common | 49257 | Indirect |
| Class A Common | 3297 | Indirect |
| Class A Common | 2256 | Indirect |
| Class A Common | 2256 | Indirect |
| Class A Common | 1470 | Indirect |
| Class A Common | 20439 | Indirect |
| Class A Common | 225000 | Indirect |
| Class A Common | 44301 | Indirect |
| Class A Common | 3330115 | Indirect |
| Class B Common | 574 | Indirect |
| Class B Common | 1980 | Indirect |
| Class B Common | 39447 | Indirect |
| Class B Common | 12895 | Indirect |
| Class B Common | 546 | Indirect |
| Class B Common | 215284 | Indirect |
| Class B Common | 19200 | Indirect |
| Class B Common | 910 | Indirect |
Footnotes
F1: On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 206,452 additional shares of common stock.
F2: Includes additional 833 Class A shares issued in the August 2012 stock split.
F3: Includes additional 6289 Class A shares issued in the August 2012 stock split.
F4: Includes additional 6 Class A shares issued in the August 2012 stock split.
F5: Includes additional 105,612 Class A shares issued in the August 2012 stock split.
F6: Includes additional 581 Class A shares issued in the August 2012 stock split.
F7: Includes additional 16,419 Class A shares issued in the August 2012 stock split.
F8: Includes additional 1,099 Class A shares issued in the August 2012 stock split.
F9: Includes additional 752 Class A shares issued in the August 2012 stock split.
F10: Includes additional 752 Class A shares issued in the August 2012 stock split.
F11: Includes additional 2,516 Class A shares issued in the August 2012 stock split.
F12: Includes additional 490 Class A shares issued in the August 2012 stock split.
F13: Includes additional 6,813 Class A shares issued in the August 2012 stock split.
F14: Includes additional 75,000 Class A shares issued in the August 2012 stock split.
F15: Includes additional 14,767 Class A shares issued in the August 2012 stock split.
F16: Includes additional 38,795 Class B shares issued in the August 2012 stock split.
F17: Includes additional 1,110,038 Class A shares issued in the August 2012 stock split.
F18: Includes additional 191 Class B shares issued in the August 2012 stock split.
F19: Includes additional 660 Class B shares issued in the August 2012 stock split.
F20: Includes additional 13,149 Class B shares issued in the August 2012 stock split.
F21: Includes additional 4,298 Class B shares issued in the August 2012 stock split.
F22: Includes additional 182 Class B shares issued in the August 2012 stock split.
F23: Includes additional 71,761 Class B shares issued in the August 2012 stock split.
F24: Includes additional 64,074 Class B shares issued in the August 2012 stock split.
F25: Includes additional 6,400 Class B shares issued in the August 2012 stock split.
F26: Includes additional 2,054 Class B shares issued in the August 2012 stock split.
F27: Includes additional 303 Class B shares issued in the August 2012 stock split.