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BROWN FORMAN CORP — Director's Dealing 2013
Jan 15, 2013
30482_dirs_2013-01-14_b39ce83a-456e-4ede-b789-7cd3699d4981.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-07-11
Reporting Person: Brown Owsley III (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-26 | Class A Common | G | 14416 | — | Disposed | 0 | Direct |
| 2012-07-11 | Class B Common | W | 12 | — | Acquired | 68532 | Direct |
| 2012-12-26 | Class B Common | G | 68532 | — | Disposed | 0 | Direct |
| 2012-08-20 | Class B Common | W | 192223 | — | Disposed | 0 | Indirect |
| 2012-08-20 | Class B Common | W | 64075 | — | Acquired | 64075 | Indirect |
| 2012-12-19 | Class B Common | G | 43470 | — | Disposed | 20605 | Indirect |
| 2012-12-26 | Class B Common | G | 20604 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 36746 | Indirect |
| Class A Common | 18 | Indirect |
| Class A Common | 316837 | Indirect |
| Class A Common | 13063 | Indirect |
| Class A Common | 49257 | Indirect |
| Class A Common | 2745 | Indirect |
| Class A Common | 2500 | Indirect |
| Class A Common | 9970 | Indirect |
| Class A Common | 10162 | Indirect |
| Class A Common | 20439 | Indirect |
| Class A Common | 3330115 | Indirect |
| Class B Common | 562 | Indirect |
| Class B Common | 562 | Indirect |
| Class B Common | 1980 | Indirect |
| Class B Common | 39447 | Indirect |
| Class B Common | 12895 | Indirect |
| Class B Common | 546 | Indirect |
| Class B Common | 215284 | Indirect |
| Class B Common | 19200 | Indirect |
| Class B Common | 117 | Indirect |
| Class B Common | 355 | Indirect |
| Class B Common | 1924 | Indirect |
Footnotes
F1: On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 4,805 additional shares of Class A common stock.
F2: Includes additional 12,582 shares of Class A common stock issued in the August 2012 stock split.
F3: Includes additional 6 shares of Class A common stock issued in the August 2012 stock split.
F4: Includes additional 105,612 shares of Class A common stock issued in the August 2012 stock split.
F5: Includes additional 4,354 shares of Class A common stock issued in the August 2012 stock split.
F6: Includes additional 16,419 shares of Class A common stock issued in the August 2012 stock split.
F7: Includes additional 915 shares of Class A common stock issued in the August 2012 stock split.
F8: Includes additional 833 shares of Class A common stock issued in the August 2012 stock split.
F9: Includes additional 3,323 shares of Class A common stock issued in the August 2012 stock split.
F10: Includes additional 3,387 shares of Class A common stock issued in the August 2012 stock split.
F11: Includes additional 6,813 shares of Class A common stock issued in the August 2012 stock split.
F12: Includes additional 1,110,038 shares of Class A common stock issued in the August 2012 stock split.
F13: Includes additional 22,840 shares of Class Bcommon stock issued in the August 2012 stock split.
F14: Includes additional 187 shares of Class Bcommon stock issued in the August 2012 stock split.
F15: Includes additional 187 shares of Class Bcommon stock issued in the August 2012 stock split.
F16: Includes additional 660 shares of Class Bcommon stock issued in the August 2012 stock split.
F17: Includes additional 13,149 shares of Class Bcommon stock issued in the August 2012 stock split.
F18: Includes additional 4,298 shares of Class Bcommon stock issued in the August 2012 stock split.
F19: Includes additional 182 shares of Class Bcommon stock issued in the August 2012 stock split.
F20: Includes additional 71,761 shares of Class Bcommon stock issued in the August 2012 stock split.
F21: Includes additional 64,074 shares of Class Bcommon stock issued in the August 2012 stock split.
F22: Includes additional 6,400 shares of Class Bcommon stock issued in the August 2012 stock split.
F23: Includes additional 39 shares of Class Bcommon stock issued in the August 2012 stock split.
F24: Includes additional 118 shares of Class Bcommon stock issued in the August 2012 stock split.
F25: Includes additional 641 shares of Class Bcommon stock issued in the August 2012 stock split.