BROWN FORMAN CORP — Director's Dealing 2013

Jan 17, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-01-15

Reporting Person: Brown J McCauley (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-26	Class A Common	G	160889	—	Disposed	8027	Direct
2012-12-26	Class A Common	G	134898	—	Acquired	176898	Indirect
2012-12-26	Class A Common	G	54625	—	Acquired	102746	Indirect
2013-01-15	Class A Common	P	4500	$63.79	Acquired	107246	Indirect
2013-01-15	Class A Common	P	1000	$63.89	Acquired	1000	Indirect
2013-01-15	Class A Common	P	3925	$63.79	Acquired	3925	Indirect
2012-12-26	Class A Common	G	25991	—	Acquired	71249	Indirect
2012-12-26	Class A Common	G	71249	—	Disposed	0	Indirect
2012-12-26	Class A Common	G	71249	—	Acquired	71249	Indirect
2013-01-15	Class A Common	P	6125	$63.78	Acquired	6125	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	907663	Indirect
Class A Common	148439	Indirect
Class A Common	4600	Indirect
Class B Common	67515	Direct
Class B Common	124519	Indirect
Class B Common	6070.7	Indirect
Class B Common	589	Indirect
Class B Common	11314	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$		Class B Common (1303)	1303	Direct
Restricted Stock Uniit	$		Class B Common (917)	917	Direct
Restricted Stock Unit	$		Class B Common (778)	778	Direct
Restricted Stock Unit	$		Class B Common (254)	254	Direct

Footnotes

F1: This number has been adjusted to correct an error in calculating the number of shares held by the reporting person following previously reported transactions.

F2: Adjusted to reflect shares transferred between reporting person's direct holdings and GRATS of which the reporting person is trustee and sole annuitant.

F3: Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of January16, 2013.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F5: The Restricted Stock Units were granted July 23, 2009, and vest April 30, 2013.

F6: The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.

F7: The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.

F8: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.

F9: All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.