BROWN FORMAN CORP — Director's Dealing 2013

Mar 15, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-07-13

Reporting Person: STUBBS DACE BROWN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-07-13	Class A Common	P	4414	$62.75	Acquired	4414	Indirect
2012-07-13	Class A Common	G	4414	—	Disposed	0	Indirect
2012-07-13	Class A Common	G	4414	—	Acquired	101409.7	Direct
2012-07-13	Class B Common	P	2757	$64.34	Acquired	2757	Indirect
2012-07-13	Class B Common	G	2757	—	Disposed	0	Indirect
2012-07-13	Class B Common	G	2757	—	Acquired	309708.5	Direct
2013-01-31	Class B Common	G	7679	—	Disposed	302029.5	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	235495	Indirect
Class A Common	2379.1	Indirect
Class A Common	1758.7	Indirect
Class A Common	3882267	Indirect
Class B Common	175000	Indirect
Class B Common	577566	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$18.94	2013-04-30	Class B Common (6253)	6253	Direct
Non-Qualified Stock Option (right to buy)	$22.49	2014-04-30	Class B Common (4867)	4867	Direct
Stock Appreciation Rights	$28.58	2015-04-30	Class B Common (5658)	5658	Direct
Stock Appreciation Rights	$34.95	2006-04-30	Class B Common (4819)	4819	Direct
Stock Appreciation Rights	$33.76	2017-04-30	Class B Common (5987)	5987	Direct
Stock Appreciation Rights	$35.51	2018-04-30	Class B Common (5495)	5495	Direct
Stock Appreciation Rights	$27.05	2019-04-30	Class B Common (6752)	6752	Direct
Deferred Stock Units	$		Class B Common (3306.95)	3306.95	Direct

Footnotes

F1: Number of shares has been adjusted to reflect the issuer's August 2012 stock split.

F2: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.

F3: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.