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BROWN FORMAN CORP — Director's Dealing 2013
Apr 12, 2013
30482_dirs_2013-04-12_666f2cbf-b391-4c64-84d7-5842d0e8e1cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-12-18
Reporting Person: Joy Catherine Frazier (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-18 | Class A Common | G | 10000 | — | Acquired | 10000 | Indirect |
| 2012-12-18 | Class A Common | G | 5000 | — | Acquired | 5000 | Indirect |
| 2012-12-18 | Class A Common | G | 22000 | — | Acquired | 22000 | Indirect |
| 2012-12-18 | Class A Common | G | 16000 | — | Acquired | 16000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 190326 | Direct |
| Class A Common | 23184 | Indirect |
| Class A Common | 5922 | Indirect |
| Class A Common | 10548 | Indirect |
| Class A Common | 22824 | Indirect |
| Class A Common | 15633 | Indirect |
| Class A Common | 8480881 | Indirect |
| Class A Common | 56334 | Indirect |
| Class B Common | 489549 | Direct |
| Class B Common | 30726 | Indirect |
| Class B Common | 4893 | Indirect |
| Class B Common | 8895 | Indirect |
| Class B Common | 20773 | Indirect |
| Class B Common | 13125 | Indirect |
| Class B Common | 4756912 | Indirect |
| Class B Common | 41046 | Indirect |
| Class B Common | 300 | Indirect |
| Class B Common | 300 | Indirect |
| Class B Common | 300 | Indirect |
| Class B Common | 300 | Indirect |
| Class B Common | 339 | Indirect |
| Class B Common | 339 | Indirect |
| Class B Common | 339 | Indirect |
| Class B Common | 339 | Indirect |
Footnotes
F1: On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 63,442 additional shares of Class A common stock.
F2: Includes 7,728 additional Class A shares of common stock issued in the August stock split.
F3: Includes 1,974 additional Class A shares of common stock issued in the August stock split.
F4: Includes 3,516 additional Class A shares of common stock issued in the August stock split.
F5: Includes 7,608 additional Class A shares of common stock issued in the August stock split.
F6: Includes 5,211 additional Class A shares of common stock issued in the August stock split.
F7: Includes 2,826,960 additional Class A shares of common stock issued in the August stock split. The undersigned disclaims beneficial ownership of shares held by all entities set forth in this form except to the extent of her pecuniary interest therein.
F8: Includes 18,778 additional Class A shares of common stock issued in the August stock split.
F9: Includes 163,183 additional Class B shares of common stock issued in the August stock split.
F10: Includes 10,242 additional Class B shares of common stock issued in the August stock split.
F11: Includes 1,631 additional Class B shares of common stock issued in the August stock split.
F12: Includes 2,965 additional Class B shares of common stock issued in the August stock split.
F13: Includes 6,924 additional Class B shares of common stock issued in the August stock split.
F14: Includes 4,375 additional Class B shares of common stock issued in the August stock split.
F15: Includes 1,795,162 additional Class B shares of common stock issued in the August stock split. Also updated to reflect redemptions of other LLC members that did not change the reporting person's pecuniary interest.
F16: Includes 13,682 additional Class B shares of common stock issued in the August stock split.
F17: Includes 100 additional Class B shares of common stock issued in the August stock split.
F18: Includes 105 additional Class B shares of common stock issued in the August stock split. Also updated to reflect dividend reinvestment.