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BROWN FORMAN CORP Director's Dealing 2013

Apr 12, 2013

30482_dirs_2013-04-12_666f2cbf-b391-4c64-84d7-5842d0e8e1cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-12-18

Reporting Person: Joy Catherine Frazier (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-18 Class A Common G 10000 Acquired 10000 Indirect
2012-12-18 Class A Common G 5000 Acquired 5000 Indirect
2012-12-18 Class A Common G 22000 Acquired 22000 Indirect
2012-12-18 Class A Common G 16000 Acquired 16000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 190326 Direct
Class A Common 23184 Indirect
Class A Common 5922 Indirect
Class A Common 10548 Indirect
Class A Common 22824 Indirect
Class A Common 15633 Indirect
Class A Common 8480881 Indirect
Class A Common 56334 Indirect
Class B Common 489549 Direct
Class B Common 30726 Indirect
Class B Common 4893 Indirect
Class B Common 8895 Indirect
Class B Common 20773 Indirect
Class B Common 13125 Indirect
Class B Common 4756912 Indirect
Class B Common 41046 Indirect
Class B Common 300 Indirect
Class B Common 300 Indirect
Class B Common 300 Indirect
Class B Common 300 Indirect
Class B Common 339 Indirect
Class B Common 339 Indirect
Class B Common 339 Indirect
Class B Common 339 Indirect

Footnotes

F1: On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 63,442 additional shares of Class A common stock.

F2: Includes 7,728 additional Class A shares of common stock issued in the August stock split.

F3: Includes 1,974 additional Class A shares of common stock issued in the August stock split.

F4: Includes 3,516 additional Class A shares of common stock issued in the August stock split.

F5: Includes 7,608 additional Class A shares of common stock issued in the August stock split.

F6: Includes 5,211 additional Class A shares of common stock issued in the August stock split.

F7: Includes 2,826,960 additional Class A shares of common stock issued in the August stock split. The undersigned disclaims beneficial ownership of shares held by all entities set forth in this form except to the extent of her pecuniary interest therein.

F8: Includes 18,778 additional Class A shares of common stock issued in the August stock split.

F9: Includes 163,183 additional Class B shares of common stock issued in the August stock split.

F10: Includes 10,242 additional Class B shares of common stock issued in the August stock split.

F11: Includes 1,631 additional Class B shares of common stock issued in the August stock split.

F12: Includes 2,965 additional Class B shares of common stock issued in the August stock split.

F13: Includes 6,924 additional Class B shares of common stock issued in the August stock split.

F14: Includes 4,375 additional Class B shares of common stock issued in the August stock split.

F15: Includes 1,795,162 additional Class B shares of common stock issued in the August stock split. Also updated to reflect redemptions of other LLC members that did not change the reporting person's pecuniary interest.

F16: Includes 13,682 additional Class B shares of common stock issued in the August stock split.

F17: Includes 100 additional Class B shares of common stock issued in the August stock split.

F18: Includes 105 additional Class B shares of common stock issued in the August stock split. Also updated to reflect dividend reinvestment.