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BROWN FORMAN CORP — Director's Dealing 2013
May 2, 2013
30482_dirs_2013-05-02_885a5887-d6c1-425b-bb33-4f3131e60894.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-04-30
Reporting Person: VARGA PAUL C (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-30 | Class A Common | F | 9302.0000 | $70.6100 | Disposed | 125193.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 30197.0000 | Direct |
| Class A Common | 148.0000 | Indirect |
| Class B Common | 31163.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $38.4300 | 2020-04-30 | Class B Common (135946.0000) | 135946.0000 | Direct |
| Stock Appreciation Right | $46.4000 | 2021-04-30 | Class B Common (95761.0000) | 95761.0000 | Direct |
| Stock Appreciation Right | $58.7000 | 2022-04-30 | Class B Common (92514.0000) | 92514.0000 | Direct |
Footnotes
F1: To satisfy tax withholding obligations associated with the July 23, 2009 grant of Class A common stock that vested on April 30, 2013, the reporting person surrendered 9,302 shares of Class A common stock.
F2: The closing price of BF-A ($70.61) on April 30, 2013 was used to calculate the tax withholding obligations.
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