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BROWN FORMAN CORP — Director's Dealing 2013
May 2, 2013
30482_dirs_2013-05-02_3dbedb9c-0a84-4738-926c-4e5f99b05650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-04-30
Reporting Person: Brown J McCauley (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-30 | Class B Common | M | 1303.0000 | — | Acquired | 68818.0000 | Direct |
| 2013-04-30 | Class B Common | F | 528.0000 | $70.5000 | Disposed | 68290.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | Restricted Stock Units | $ | M | 1303.0000 | Disposed | Class B Common (1303.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 8027.0000 | Direct |
| Class B Common | 6070.7000 | Indirect |
| Class A Common | 907663.0000 | Indirect |
| Class B Common | 124519.0000 | Indirect |
| Class A Common | 5880.0000 | Indirect |
| Class B Common | 589.0000 | Indirect |
| Class A Common | 107246.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 6125.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 148439.0000 | Indirect |
| Class A Common | 71249.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (917.0000) | 917.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (778.0000) | 778.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct |
Footnotes
F1: These Restricted Stock Units were granted on July 23, 2009, and vested on April 30, 2013.
F2: The closing price of BF-B ($70.50) on April 30, 2013 was used to calculate the tax withholding.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F4: The Restricted Stock Units were granted on July 23, 2009, and vested on April 30, 2013.
F5: The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
F6: The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
F7: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.