BROWN FORMAN CORP — Director's Dealing 2013

Oct 23, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-10-01

Reporting Person: Frazier Laura (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-10-01	Class A Common	G	77232	—	Disposed	9086138	Indirect
2012-10-01	Class A Common	G	77232	—	Acquired	9086138	Indirect
2013-01-02	Class A Common	W	1264790	—	Disposed	9086138	Indirect
2013-01-02	Class A Common	W	1264790	—	Acquired	9086138	Indirect
2013-02-20	Class A Common	W	1551004	—	Disposed	9086138	Indirect
2013-02-20	Class A Common	W	1551004	—	Acquired	9086138	Indirect
2013-08-20	Class A Common	W	8250	—	Acquired	8250	Indirect
2012-10-01	Class B Common	G	35260	—	Disposed	4148269	Indirect
2012-10-01	Class B Common	G	35260	—	Acquired	4148269	Indirect
2013-01-02	Class B Common	W	577439	—	Disposed	4148269	Indirect
2013-01-02	Class B Common	W	577439	—	Acquired	4148269	Indirect
2013-02-20	Class B Common	W	708110	—	Disposed	4148269	Indirect
2013-02-20	Class B Common	W	708110	—	Acquired	4148269	Indirect
2013-08-20	Class B Common	W	148	—	Acquired	148	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	9764	Indirect
Class A Common	207313	Direct
Class A Common	354	Indirect
Class A Common	354	Indirect
Class A Common	354	Indirect
Class A Common	354	Indirect
Class A Common	5922	Indirect
Class A Common	5922	Indirect
Class A Common	4860	Indirect
Class B Common	223213	Direct
Class B Common	1290	Indirect
Class B Common	1702	Indirect
Class B Common	1702	Indirect
Class B Common	1702	Indirect
Class B Common	5155	Indirect
Class B Common	5065	Indirect

Footnotes

F1: Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider.

F2: Represents transfer of LLC units from the insider to a family trust.

F3: The insider was appointed as executor of the Estate of Owsley Brown Frazier on August 23, 2012.