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BROWN FORMAN CORP — Director's Dealing 2013
Jun 4, 2013
30482_dirs_2013-06-03_0fc92328-4e7f-4b4c-8f90-8a9db595be8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-06-01
Reporting Person: Jones Jill Ackerman (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-01 | Class A Common | A | 4652.0000 | $0.0000 | Acquired | 13179.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 3840.0000 | Direct |
| Class B Common | 6759.9870 | Indirect |
| Class A Common | 2262.8999 | Indirect |
| Class B Common | 299.3275 | Indirect |
| Class B Common | 45.0000 | Indirect |
| Class B Common | 45.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $30.3600 | 2015-04-30 | Class B Common (5553.0000) | 5553.0000 | Direct |
| Stock Appreciation Right | $37.1300 | 2016-04-30 | Class B Common (3009.0000) | 3009.0000 | Direct |
| Stock Appreciation Right | $35.8700 | 2017-04-30 | Class B Common (6117.0000) | 6117.0000 | Direct |
| Stock Appreciation Right | $37.7200 | 2018-04-30 | Class B Common (8192.0000) | 8192.0000 | Direct |
| Stock Appreciation Right | $28.7400 | 2019-04-30 | Class B Common (12945.0000) | 12945.0000 | Direct |
| Stock Appreciation Right | $40.8300 | 2020-04-30 | Class B Common (14217.0000) | 14217.0000 | Direct |
| Stock Appreciation Right | $49.3000 | 2021-04-30 | Class B Common (15773.0000) | 15773.0000 | Direct |
| Stock Appreciation Right | $62.3600 | 2022-04-30 | Class B Common (10445.0000) | 10445.0000 | Direct |
Footnotes
F1: These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant.
F2: Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of May 30, 2013.
F3: Includes Class A shares the reporting person acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of the close of business on May 31, 2013.
F4: Includes Class B shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of the close of business on May 31, 2013.