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BROWN FORMAN CORP — Director's Dealing 2013
Jul 5, 2013
30482_dirs_2013-07-05_48000da8-9d58-4c3b-8138-c86b5df9e59f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-03-05
Reporting Person: Frazier Laura (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-02 | Class A Common | J | 605257.0000 | $68.2900 | Acquired | 9086139.0000 | Indirect |
| 2013-07-02 | Class B Common | J | 608643.0000 | $67.9100 | Disposed | 4148269.0000 | Indirect |
| 2013-03-05 | Class A Common | W | 21000.0000 | $0.0000 | Acquired | 21000.0000 | Indirect |
| 2013-03-07 | Class A Common | W | 158500.0000 | $0.0000 | Acquired | 179500.0000 | Indirect |
| 2013-05-14 | Class A Common | W | 88257.0000 | $0.0000 | Acquired | 605257.0000 | Indirect |
| 2013-07-02 | Class A Common | J | 605257.0000 | $68.2900 | Disposed | 0.0000 | Indirect |
| 2013-07-02 | Class B Common | J | 608643.0000 | $67.9100 | Acquired | 1000662.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 207313.0000 | Direct |
| Class B Common | 223213.0000 | Direct |
| Class A Common | 4860.0000 | Indirect |
| Class A Common | 354.0000 | Indirect |
| Class B Common | 1702.0000 | Indirect |
| Class A Common | 5922.0000 | Indirect |
| Class B Common | 5155.0000 | Indirect |
| Class A Common | 354.0000 | Indirect |
| Class B Common | 1702.0000 | Indirect |
| Class A Common | 354.0000 | Indirect |
| Class B Common | 1290.0000 | Indirect |
| Class A Common | 354.0000 | Indirect |
| Class B Common | 1702.0000 | Indirect |
| Class A Common | 5922.0000 | Indirect |
| Class B Common | 5065.0000 | Indirect |
Footnotes
F1: On July 2, 2013, a family trust exchanged certain directly held Class A shares for an economically equivalent number of Class B shares held by Avish Agincourt, LLC. The reporting person disclaims beneficial ownership of Avish Agincourt, LLC except to the extent of her pecuniary interest therein.
F2: BFA and BFB average prices as of July 1, 2013 were used to determine approximate economic equivalency.
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