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BROWN FORMAN CORP — Director's Dealing 2013
Jul 15, 2013
30482_dirs_2013-07-15_ea9d30c6-a20b-489d-8f79-cd96467fff1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-07-12
Reporting Person: Brown J McCauley (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-12 | Class A Common | P | 649.0000 | $73.9200 | Acquired | 13749.0000 | Indirect |
| 2013-07-15 | Class A Common | P | 600.0000 | $73.8000 | Acquired | 14349.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 5227.0000 | Direct |
| Class B Common | 68290.0000 | Direct |
| Class B Common | 6092.5220 | Indirect |
| Class A Common | 907663.0000 | Indirect |
| Class B Common | 124519.0000 | Indirect |
| Class A Common | 6282.0000 | Indirect |
| Class B Common | 589.0000 | Indirect |
| Class A Common | 107246.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 6125.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 148439.0000 | Indirect |
| Class A Common | 71249.0000 | Indirect |
| Class A Common | 13100.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (917.0000) | 917.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (778.0000) | 778.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.85 to $73.97, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F3: The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
F4: The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
F5: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.