Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROWN FORMAN CORP Director's Dealing 2013

Jul 29, 2013

30482_dirs_2013-07-29_e0b6bcce-b810-459c-8613-728b3dfa38c4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-07-25

Reporting Person: Whiting Lawson E (Chief Brands Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-25 Stock Appreciation Right $72.4200 A 8592.0000 Acquired 2023-04-30 Class B Common (8592.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 1.5910 Direct
Class A Common 1.6023 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $27.0500 2019-04-30 Class B Common (4124.0000) 4124.0000 Direct
Stock Appreciation Right $38.4300 2020-04-30 Class B Common (3955.0000) 3955.0000 Direct
Stock Appreciation Right $46.4000 2021-04-30 Class B Common (8578.0000) 8578.0000 Direct
Stock Appreciation Right $58.7000 2022-04-30 Class B Common (7759.0000) 7759.0000 Direct

Footnotes

F1: Number of shares acquired through the issuer's dividend reinvestment plan as of July 23, 2013.

F2: No money was paid to or received by the reporting person for this SAR.