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BROWN FORMAN CORP Director's Dealing 2013

Jul 29, 2013

30482_dirs_2013-07-29_1920810a-2d08-4d6a-b0cd-0931b120f48d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-07-25

Reporting Person: Brown George Garvin IV (Director, Executive Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-25 Restricted Stock Units $ A 3936.0000 Acquired Class B Common (3936.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 180000.0000 Direct
Class B Common 222933.0000 Direct
Class A Common 5090.0000 Indirect
Class B Common 17418.0000 Indirect
Class A Common 44000.0000 Indirect
Class B Common 11813.6140 Indirect
Class A Common 21.0000 Indirect
Class B Common 2746.0000 Indirect
Class A Common 3963535.0000 Indirect
Class B Common 540883.0000 Indirect
Class A Common 6628.0000 Indirect
Class B Common 2269.0000 Indirect
Class B Common 78300.0000 Indirect
Class A Common 529554.0000 Indirect
Class A Common 603232.0000 Indirect
Class B Common 28843.0000 Indirect
Class A Common 6071.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $22.4900 2014-04-30 Class B Common (3089.0000) 3089.0000 Direct
Restricted Stock Units $ Class B Common (882.0000) 882.0000 Direct
Restricted Stock Units $ Class B Common (3312.0000) 3312.0000 Direct
Restricted Stock Units $ Class B Common (3124.0000) 3124.0000 Direct
Stock Appreciation Right $28.5800 2015-04-30 Class B Common (1068.0000) 1068.0000 Direct
Stock Appreciation Right $34.9500 2016-04-30 Class B Common (1467.0000) 1467.0000 Direct
Stock Appreciation Right $33.7600 2017-04-30 Class B Common (1679.0000) 1679.0000 Direct
Stock Appreciation Right $35.5100 2018-04-30 Class B Common (1542.0000) 1542.0000 Direct
Stock Appreciation Right $27.0500 2019-04-30 Class B Common (4714.0000) 4714.0000 Direct

Footnotes

F1: Number of shares acquired through the issuer's 401k plan as of July 18, 2013.

F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F3: The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.

F4: The restricted stock units vest April 30, 2014.

F5: The restricted stock units vest April 30, 2015.

F6: The restricted stock units vest April 30, 2016.