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BROWN FORMAN CORP — Director's Dealing 2013
Jul 29, 2013
30482_dirs_2013-07-29_8c6845de-4435-4fd8-aac8-ae563a8953e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-07-25
Reporting Person: BOUSQUET CHAVANNE PATRICK (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | Deferred Stock Units | $ | A | 2362.9500 | Acquired | Class A Common (2362.9500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Class B Common (4994.8400) | 4994.8400 | Direct | |
| Non-Qualified Stock Option (right to buy) | $44.2200 | 2014-04-30 | Class B Common (572.0000) | 572.0000 | Direct |
| Stock Appreciation Right | $61.2400 | 2020-04-30 | Class B Common (3002.0000) | 3002.0000 | Direct |
| Stock Appreciation Right | $43.1000 | 2019-04-30 | Class B Common (7812.0000) | 7812.0000 | Direct |
| Stock Appreciation Right | $56.5800 | 2018-04-30 | Class B Common (6358.0000) | 6358.0000 | Direct |
| Stock Appreciation Right | $53.8000 | 2017-04-30 | Class B Common (6675.0000) | 6675.0000 | Direct |
| Stock Appreciation Right | $55.6900 | 2016-04-30 | Class B Common (5669.0000) | 5669.0000 | Direct |
| Stock Appreciation Right | $45.5300 | 2015-04-30 | Class B Common (6592.0000) | 6592.0000 | Direct |
Footnotes
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2013, were based on the closing price of the Company's Class A common stock on that date ($74.06). On each dividend payment date, participants are credited with DSU equivalents.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
F3: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
F4: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.