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BROWN FORMAN CORP — Director's Dealing 2013
Jul 29, 2013
30482_dirs_2013-07-29_7d855509-abf1-479e-915a-c71a3a0b806f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-07-25
Reporting Person: Brown J McCauley (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | Restricted Stock Units | $ | A | 212.0000 | Acquired | Class B Common (212.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 5227.0000 | Direct |
| Class B Common | 68290.0000 | Direct |
| Class B Common | 6115.3250 | Indirect |
| Class A Common | 907663.0000 | Indirect |
| Class B Common | 124519.0000 | Indirect |
| Class A Common | 6282.0000 | Indirect |
| Class B Common | 589.0000 | Indirect |
| Class A Common | 107246.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 6125.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 148439.0000 | Indirect |
| Class A Common | 71249.0000 | Indirect |
| Class A Common | 14349.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (917.0000) | 917.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (778.0000) | 778.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct |
Footnotes
F1: Number of shares acquired through the issuer's 401k plan as of July 18, 2013.
F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F3: The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
F4: The restricted stock units were granted on July 22, 2010, and vest April 30, 2014.
F5: The restricted stock units were granted on July 28, 2011, and vest April 30, 2015.
F6: The restricted stock units were granted on July 26, 2012, and vest April 30, 2016.