BROWN FORMAN CORP — Director's Dealing 2013

Oct 23, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-10-01

Reporting Person: Joy Catherine Frazier (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-10-01	Class B Common	G	63469	—	Disposed	4148269	Indirect
2012-10-01	Class B Common	G	63469	—	Acquired	4148269	Indirect
2013-01-02	Class B Common	W	577439	—	Disposed	4148269	Indirect
2013-01-02	Class B Common	W	577439	—	Acquired	4148269	Indirect
2013-02-20	Class B Common	W	708110	—	Disposed	4148269	Indirect
2013-02-20	Class B Common	W	708110	—	Acquired	4148269	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	489549	Direct
Class B Common	30726	Indirect
Class B Common	4893	Indirect
Class B Common	8895	Indirect
Class B Common	20773	Indirect
Class B Common	13125	Indirect
Class B Common	41046	Indirect
Class B Common	300	Indirect
Class B Common	300	Indirect
Class B Common	300	Indirect
Class B Common	300	Indirect
Class B Common	339	Indirect
Class B Common	339	Indirect
Class B Common	339	Indirect
Class B Common	339	Indirect

Footnotes

F1: Represents transfer of LLC units from the insider to a family trust.

F2: Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider.