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BROWN FORMAN CORP Director's Dealing 2013

Oct 23, 2013

30482_dirs_2013-10-22_e32f0585-4e8b-4108-af7e-10ee28078487.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2012-10-01

Reporting Person: Joy Catherine Frazier (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-01 Class A Common G 139018 Disposed 9086138 Indirect
2012-10-01 Class A Common G 139018 Acquired 9086138 Indirect
2013-01-02 Class A Common W 1264790 Disposed 9086138 Indirect
2013-01-02 Class A Common W 1264790 Acquired 9086138 Indirect
2013-02-20 Class A Common W 1551004 Disposed 9086138 Indirect
2013-02-20 Class A Common W 1551004 Acquired 9086138 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 190326 Direct
Class A Common 23184 Indirect
Class A Common 5922 Indirect
Class A Common 22000 Indirect
Class A Common 16000 Indirect
Class A Common 10548 Indirect
Class A Common 5000 Indirect
Class A Common 22824 Indirect
Class A Common 10000 Indirect
Class A Common 15633 Indirect
Class A Common 56334 Indirect

Footnotes

F1: Represents transfer of LLC units from the insider to a family trust.

F2: Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider.