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BROWN FORMAN CORP — Director's Dealing 2013
Nov 13, 2013
30482_dirs_2013-11-12_84aad919-e839-432b-87c8-e20702397e04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-10-09
Reporting Person: Barzun Brooke Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-09 | Class A Common | G | 210.0000 | $0.0000 | Acquired | 236316.0000 | Direct |
| 2013-10-09 | Class B Common | G | 206.0000 | $0.0000 | Acquired | 561.0000 | Indirect |
| 2013-11-08 | Class A Common | J | 1000.0000 | $0.0000 | Acquired | 1000.0000 | Indirect |
| 2013-11-08 | Class B Common | J | 435.0000 | $0.0000 | Acquired | 435.0000 | Indirect |
| 2013-11-08 | Class A Common | J | 98964.0000 | $0.0000 | Acquired | 98964.0000 | Indirect |
| 2013-11-08 | Class B Common | J | 43064.0000 | $0.0000 | Acquired | 82511.0000 | Indirect |
| 2013-11-08 | Class A Common | J | 99964.0000 | $0.0000 | Disposed | 49982.0000 | Indirect |
| 2013-11-08 | Class B Common | J | 43499.0000 | $0.0000 | Disposed | 21749.0000 | Indirect |
| 2013-10-09 | Class A Common | G | 210.0000 | $0.0000 | Acquired | 4914.0000 | Indirect |
| 2013-10-09 | Class A Common | G | 210.0000 | $0.0000 | Acquired | 8728.0000 | Indirect |
| 2013-10-09 | Class A Common | G | 210.0000 | $0.0000 | Acquired | 8728.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 10582.0000 | Direct |
| Class A Common | 9057.0000 | Indirect |
| Class A Common | 9813.0000 | Indirect |
| Class A Common | 41748.0000 | Indirect |
| Class A Common | 207381.0000 | Indirect |
| Class B Common | 17250.0000 | Indirect |
| Class A Common | 2500.0000 | Indirect |
| Class A Common | 18.0000 | Indirect |
| Class B Common | 12895.0000 | Indirect |
| Class A Common | 740610.0000 | Indirect |
| Class A Common | 60273.0000 | Indirect |
| Class B Common | 4942.0000 | Indirect |
| Class A Common | 150000.0000 | Indirect |
| Class A Common | 79545.0000 | Indirect |
| Class B Common | 19885.0000 | Indirect |
| Class A Common | 101320.0000 | Indirect |
| Class A Common | 3330115.0000 | Indirect |
| Class B Common | 6703641.0000 | Indirect |
| Class B Common | 1980.0000 | Indirect |
Footnotes
F1: On November 8, 2013, Longview LP made a pro rata distribution of issuer shares to its partners.
F2: The reporting person was appointed as one of three advisors to a trust holding general partnership units in this entity as of June 29, 2013.
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