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BROWN FORMAN CORP — Director's Dealing 2013
Dec 11, 2013
30482_dirs_2013-12-11_a303de5e-152d-4458-99cc-b399e89571b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2013-12-10
Reporting Person: Holland Augusta Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-10 | Class A Common | J | 843.0000 | $74.6950 | Acquired | 514498.0000 | Direct |
| 2013-12-10 | Class A Common | G | 1657.0000 | $0.0000 | Acquired | 516155.0000 | Direct |
| 2013-12-10 | Class A Common | G | 1124.0000 | $74.6950 | Disposed | 515031.0000 | Direct |
| 2013-12-10 | Class B Common | J | 833.0000 | $75.5600 | Disposed | 30682.0000 | Direct |
| 2013-12-10 | Class A Common | J | 843.0000 | $74.6950 | Disposed | 1657.0000 | Indirect |
| 2013-12-10 | Class A Common | G | 1657.0000 | $0.0000 | Disposed | 0.0000 | Indirect |
| 2013-12-10 | Class B Common | J | 833.0000 | $75.5600 | Acquired | 1613.0000 | Indirect |
| 2013-12-10 | Class A Common | G | 1124.0000 | $74.6950 | Acquired | 70656.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 44301.0000 | Indirect |
| Class B Common | 11074.0000 | Indirect |
| Class A Common | 225000.0000 | Indirect |
| Class B Common | 56250.0000 | Indirect |
| Class A Common | 98964.0000 | Indirect |
| Class B Common | 82511.0000 | Indirect |
| Class A Common | 18.0000 | Indirect |
| Class B Common | 12895.0000 | Indirect |
| Class B Common | 546.0000 | Indirect |
| Class A Common | 316837.0000 | Indirect |
| Class B Common | 215284.0000 | Indirect |
| Class B Common | 20605.0000 | Indirect |
| Class B Common | 958.0000 | Indirect |
| Class A Common | 49257.0000 | Indirect |
| Class B Common | 19200.0000 | Indirect |
| Class A Common | 49982.0000 | Indirect |
| Class B Common | 21749.0000 | Indirect |
| Class A Common | 3330115.0000 | Indirect |
| Class B Common | 6703641.0000 | Indirect |
| Class B Common | 1980.0000 | Indirect |
| Class A Common | 20439.0000 | Indirect |
| Class B Common | 5109.0000 | Indirect |
Footnotes
F1: On December 10, 2013, the reporting person exchanged certain directly held Class A shares for an economically equivalent number of Class B shares held by her husband.
F2: BFA and BFB average prices as of December 10, 2013 were used to determine approximate economic equivalency.
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