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Brookfield Oaktree Holdings, LLC — Director's Dealing 2017
Feb 18, 2017
35528_dirs_2017-02-17_ab989ca3-4e00-4a31-bba1-fd733c5552c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oaktree Capital Group, LLC (OAK)
CIK: 0001403528
Period of Report: 2017-02-15
Reporting Person: KIRCHHEIMER DAVID M (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Class A Units | S | 8333 | $45.7422 | Disposed | 58470 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $45.70 to $45.80. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
F2: Includes 136 Class A units previously included in the Reporting Person's Class A unit balances reported on Form 4, but that were inadvertently not included in the Class A units balances on the Form 4 filings of the Reporting Person on August 5, 2016 and November 15, 2016.