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Brookfield Oaktree Holdings, LLC — Director's Dealing 2017
Aug 18, 2017
35528_dirs_2017-08-18_344c7648-8273-4f78-8ced-e8307d36117a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oaktree Capital Group, LLC (OAK)
CIK: 0001403528
Period of Report: 2017-08-16
Reporting Person: WINTROB JAY S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-16 | Class A Units | A | 30513 | $0.00 | Acquired | 99079 | Direct |
Footnotes
F1: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on August 1, 2018.
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