Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROOKFIELD Corp /ON/ Major Shareholding Notification 2020

Jun 3, 2020

29863_mrq_2020-06-03_7fb73f7a-c641-464a-84c2-f1e830980956.zip

Major Shareholding Notification

Open in viewer

Opens in your device viewer

SC 13D/A 1 d938505dsc13da.htm SC 13D/A SC 13D/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)

BROOKFIELD RENEWABLE PARTNERS L.P.

(Name of Issuer)

Limited Partnership Units

(Title of Class of Securities)

G16258 10 8

(CUSIP Number)

Justin B. Beber

Brookfield Asset Management Inc.

Brookfield Place

181 Bay Street, Suite 300

Toronto, Ontario M5J 2T3

(416) 363-9491

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 3, 2020

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.

Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)

CUSIP No. G16258 10 8 SCHEDULE 13D

1 Names of Reporting Persons BROOKFIELD ASSET MANAGEMENT INC.
2 Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒—
Joint Filing
3 SEC Use Only
4 Source of Funds (See
Instructions) OO
5 Check Box if Disclosure of
Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) ☐
6 Citizenship or Place of
Organization ONTARIO
Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 0 LIMITED PARTNERSHIP UNITS
8 Shared Voting Power 175,491,567* LIMITED PARTNERSHIP UNITS
9 Sole Dispositive Power 0 LIMITED PARTNERSHIP UNITS
10 Shared Dispositive Power 175,491,567* LIMITED PARTNERSHIP
UNITS
11 Aggregate Amount Beneficially Owned by Each Reporting Person 175,491,567* LIMITED PARTNERSHIP UNITS
12 Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
13 Percent of
Class Represented by Amount in Row (11) 56.9%** OF THE OUTSTANDING
LIMITED PARTNERSHIP UNITS
14 Type of Reporting Person
(See Instructions) CO
  • Includes 129,658,623 redeemable/exchangeable partnership units of Brookfield Renewable Energy L.P. (“ BRELP ”). See Item 5.

** Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5.

CUSIP No. G16258 10 8 SCHEDULE 13D

1 Names of Reporting Persons PARTNERS LIMITED
2 Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒—
Joint Filing
3 SEC Use Only
4 Source of Funds (See
Instructions) OO
5 Check Box if Disclosure of
Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) ☐
6 Citizenship or Place of
Organization ONTARIO
Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 0 LIMITED PARTNERSHIP UNITS
8 Shared Voting Power 175,491,567* LIMITED PARTNERSHIP UNITS
9 Sole Dispositive Power 0 LIMITED PARTNERSHIP UNITS
10 Shared Dispositive Power 175,491,567* LIMITED PARTNERSHIP
UNITS
11 Aggregate Amount Beneficially Owned by Each Reporting Person 175,491,567* LIMITED PARTNERSHIP UNITS
12 Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
13 Percent of
Class Represented by Amount in Row (11) 56.9%** OF THE OUTSTANDING
LIMITED PARTNERSHIP UNITS
14 Type of Reporting Person
(See Instructions) CO
  • Includes 129,658,623 redeemable/exchangeable partnership units of BRELP. See Item 5.

** Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5.

CUSIP No. G16258 10 8 SCHEDULE 13D

1 Names of Reporting Persons BROOKFIELD RENEWABLE POWER INC.
2 Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒—
Joint Filing
3 SEC Use Only
4 Source of Funds (See
Instructions) OO
5 Check Box if Disclosure of
Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) ☐
6 Citizenship or Place of
Organization ONTARIO
Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 0 LIMITED PARTNERSHIP UNITS
8 Shared Voting Power 170,127,567* LIMITED PARTNERSHIP UNITS
9 Sole Dispositive Power 0 LIMITED PARTNERSHIP UNITS
10 Shared Dispositive Power 170,127,567* LIMITED PARTNERSHIP
UNITS
11 Aggregate Amount Beneficially Owned by Each Reporting Person 170,127,567* LIMITED PARTNERSHIP UNITS
12 Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
13 Percent of
Class Represented by Amount in Row (11) 55.1%** OF THE OUTSTANDING
LIMITED PARTNERSHIP UNITS
14 Type of Reporting Person
(See Instructions) CO
  • Includes 129,658,623 redeemable/exchangeable partnership units of BRELP. See Item 5.

** Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5.

CUSIP No. G16258 10 8 SCHEDULE 13D

1 Names of Reporting Persons BROOKFIELD INVESTMENTS CORPORATION
2 Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒—
Joint Filing
3 SEC Use Only
4 Source of Funds (See
Instructions) OO
5 Check Box if Disclosure of
Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) ☐
6 Citizenship or Place of
Organization ONTARIO
Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 0 LIMITED PARTNERSHIP UNITS
8 Shared Voting Power 5,364,000 LIMITED PARTNERSHIP UNITS
9 Sole Dispositive Power 0 LIMITED PARTNERSHIP UNITS
10 Shared Dispositive Power 5,364,000 LIMITED PARTNERSHIP
UNITS
11 Aggregate Amount Beneficially Owned by Each Reporting Person 5,364,000 LIMITED PARTNERSHIP UNITS
12 Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
13 Percent of
Class Represented by Amount in Row (11) 3.0%* OF THE OUTSTANDING
LIMITED PARTNERSHIP UNITS
14 Type of Reporting Person
(See Instructions) CO
  • 1.7% assuming all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5.

CUSIP No. G16258 10 8 SCHEDULE 13D

Explanatory Note

This Amendment No. 2 (this “ Amendment No. 2 ”) to Schedule 13D is being filed to reflect the closing on June 3, 2020 of the previously announced secondary equity offering (the “ Public Offering ”) of limited partnership units (the “ L.P. Units ”) of Brookfield Renewable Partners L.P. (“ BEP ”) by Brookfield Renewable Power Inc., Brookfield Holdings (Alberta) Limited (“ BHAL ”) and Brookfield Investments Corporation, each of which is a subsidiary of Brookfield (as defined below).

Unless otherwise indicated, all references to “$” in this Amendment No. 2 are to U.S. dollars.

Information and defined terms reported in the original Schedule 13D, as amended, remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 2. This Amendment No. 2 also reflects certain inter-company transactions among the Reporting Persons (as defined below) and its affiliates, and the addition of BIC (as defined below) as a Reporting Person.

Item 2. Identity and Background

Item 2 of the Schedule 13D is hereby amended and restated as follows:

(a), (c) This Schedule 13D is being filed by each of the following persons (each, a “ Reporting Person ” and collectively, the “ Reporting Persons ”):

i. Brookfield Asset Management Inc. (“ Brookfield ”), a corporation formed under the laws of the Province of Ontario.

ii. Partners Limited (“ Partners ”), corporation formed under the laws of the Province of Ontario. Partners holds 85,120 Class B limited voting shares of Brookfield (the “ BAM Class B Shares ”), representing 100% of such shares, and 1,343,802 Class A limited voting shares of Brookfield (“ BAM Class A Shares ”), representing approximately 0.1% of such shares. The BAM Class B Shares entitle Partners to appoint one half of the board of directors of Brookfield. On May 14, 2020, Brookfield announced that the BAM Class B Shares will be transferred from Partners to a trust (the “ Trust ”). The beneficial interests in the Trust, and the voting interests in its trustee (the “ Trustee ”), will be held in equal parts by three entities. The Trustee will vote the BAM Class B Shares with no single individual or entity controlling the Trust. Implementation of this arrangement is subject to customary consents and regulatory approvals currently being obtained, following which the BAM Class B Shares will be transferred from Partners to the Trust for consideration per share equal to the then current market price of a BAM Class A Share.

iii. Brookfield Renewable Power Inc. (“ BRPI ”), a corporation formed under the laws of the Province of Ontario and a subsidiary of Brookfield.

CUSIP No. G16258 10 8 SCHEDULE 13D

iv. Brookfield Investments Corporation (“ BIC ”), a corporation formed under the laws of the Province of Ontario and a subsidiary of Brookfield.

Schedules I, II, III, and IV hereto set forth a list of all the directors and executive officers (the “ Scheduled Persons ”), and their respective principal occupations, addresses, and citizenships, of Brookfield, Partners, BRPI and BIC, respectively.

(b), (c) The principal business of Brookfield is alternative asset management. The principal business of Partners is that of a holding company. The principal business of BRPI is to hold certain of Brookfield’s renewable power investments. The principal business of BIC is of an investment company that holds investments in the real estate and forest products sectors, as well as a portfolio of preferred shares issued by the Brookfield’s subsidiaries. The principal business address of each of the Reporting Persons is Brookfield Place, 181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3.

(d), (e) During the last five years, none of Reporting Persons and, to their respective knowledge none of the Scheduled Persons, has been: (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which, he, she or it was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f) Schedules I, II, III and IV hereto set forth the citizenship of each of the Scheduled Persons who is a natural person.

Item 3. Source and Amount of Funds or Other Consideration

Item 3 of Schedule 13D is hereby amended and supplemented as follows:

On May 26, 2020, BHAL and BIC purchased 5,600,000 L.P. Units and 10,000,000 L.P. Units, respectively, from BRPI for an aggregate purchase price of approximately $262,024,000 and $462,800,000, or $46.79 and $46.28 per L.P. Unit, respectively. The L.P. Units were acquired in exchange for newly issued securities of BHAL and BIC.

In connection with the Public Offering, BRPI, BHAL and BIC entered into an underwriting agreement on May 27, 2020 (the “ Underwriting Agreement ”) with BEP and the underwriters named therein (the “ Underwriters ”), pursuant to which BHAL and BIC agreed to sell 5,600,000 L.P. Units and 4,636,000 L.P. Units to the Underwriters for an aggregate gross purchase price of approximately $273,560,000 and $226,468,600, or $48.85 per L.P. Unit, respectively. If the Underwriters exercise their 30-day overallotment option pursuant to the Underwriting Agreement to subscribe for additional L.P. Units, BRPI has agreed to sell up to 1,535,400 L.P. Units to the Underwriters at a price of $48.85 per L.P. Unit for gross proceeds of $75,004,290.

Item 4. Purpose of Transaction.

The information set forth in Item 3 of this Amendment No. 2 is hereby incorporated by reference.

CUSIP No. G16258 10 8 SCHEDULE 13D

Item 5. Interest in Securities of the Issuer

Items 5(a)-(c) of Schedule 13D are hereby amended and restated as follows:

(a)-(b) Brookfield, Partners and BRPI may be deemed to be the beneficial owners of 40,468,944 L.P. Units, and such L.P. Units constitute approximately 22.6% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding as of June 3, 2020.

Brookfield, Partners and BIC may be deemed to be the beneficial owners of 5,364,000 L.P. Units, and such L.P. Units constitute approximately 3.0% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding as of June 3, 2020.

Brookfield, Partners and BRPI may be deemed to be the beneficial owners of 129,658,623 redeemable/exchangeable partnership units of BRELP.

Assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, BRPI may be deemed to be the beneficial owner of 170,127,567 L.P. Units, and such L.P. Units constitute approximately 55.1% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding on June 3, 2020 and assuming exchange of all outstanding redeemable/exchangeable partnership units of BRELP.

Assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, Brookfield and Partners may be deemed to be the beneficial owner of 175,491,567 L.P. Units, and such L.P. Units constitute approximately 56.9% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding on June 3, 2020 and assuming exchange of all outstanding redeemable/exchangeable partnership units of BRELP.

Brookfield may hold the L.P. Units directly or in one or more subsidiaries. Brookfield may be deemed to have shared power (with each of Partners, BRPI and BIC) to vote or direct the vote of the L.P. Units beneficially owned by it or to dispose of such L.P. Units.

In the event that the Underwriters exercise their over-allotment option in full, see Item 3 above, and assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, BRPI may be deemed to be the beneficial owner of 168,592,167 L.P. Units, and such L.P. Units would constitute approximately 54.6% of the issued and outstanding L.P. Units on a fully-exchanged basis.

CUSIP No. G16258 10 8 SCHEDULE 13D

In the event that the Underwriters exercise their over-allotment option in full, see Item 3 above, and assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, Brookfield and Partners may be deemed to be the beneficial owner of 173,956,167 L.P. Units, and such L.P. Units would constitute approximately 56.4% of the issued and outstanding L.P. Units on a fully-exchanged basis.

(c) Other than the transactions described in Item 3 in this Amendment No. 2, there have been no transactions by the Reporting Persons in the L.P. Units during the past 60 days.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information set forth in Item 3 of this Amendment No. 2 is hereby incorporated by reference.

Pursuant to a registration rights agreement between BEP and BRPI dated November 28, 2011 (the “ Registration Rights Agreement ”), BEP has agreed that, upon the request of BRPI, BEP will file one or more registration statements to register for sale under the Securities Act of 1933, as amended, or one or more prospectuses to qualify the distribution in Canada of, any L.P. Units (including L.P. Units acquired pursuant to an exchange of redeemable/exchangeable partnership units of BRELP) held by BRPI or any direct or indirect transferee of BRPI (including for greater certainty BIC).

Item 7. Material to be Filed as Exhibits.

Item 7 of the original Schedule 13D is hereby amended to add the following exhibits:

| Exhibit 3 | Underwriting Agreement, dated May 27, 2020, by and among BEP, BRPI, BIC, BHAL, and the Underwriters (incorporated by reference from Exhibit 1.1 of BEP’s Form 6-K furnished on
May 29, 2020) |
| --- | --- |
| Exhibit 4 | Registration Rights Agreement (incorporated by reference from Exhibit 4.4 of Amendment No 1. to BEP’s Registration Statement on Form 20-F filed on June 28, 2012). |
| Exhibit 5 | Joint Filing Agreement |

CUSIP No. G16258 10 8 SCHEDULE 13D

SIGNATURES

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies as to itself that the information set forth in this statement is true, complete and correct.

Dated: June 3, 2020

BROOKFIELD ASSET MANAGEMENT INC.
By: /s/ Jessica Diab
Name: Jessica Diab
Title: Vice President
PARTNERS LIMITED
By: /s/ Brian Lawson
Name: Brian Lawson
Title: Director and President
BROOKFIELD RENEWABLE POWER INC.
By: /s/ Jennifer Mazin
Name: Jennifer Mazin
Title: Senior Vice President and Secretary
BROOKFIELD INVESTMENTS CORPORATION
By: /s/ Tom Corbett
Name: Tom Corbett
Title: Vice President and Chief Financial Officer

SCHEDULE I

BROOKFIELD ASSET MANAGEMENT INC.

Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship
M. Elyse Allan, Director 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada Corporate Director Canada and U.S.A.
Justin B. Beber, Managing Partner, Head of Corporate Strategy and Chief Legal Officer 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Head of Corporate Strategy & Chief Legal Officer Canada
Jeffrey M. Blidner, Vice Chair 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada Vice Chair, Brookfield Canada
Angela F. Braly, Director 832 Alverna Drive Indianapolis, Indiana
46260 U.S.A. Corporate Director U.S.A.
Jack L. Cockwell, Director 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada Chair of Brookfield Partners Foundation Canada
Marcel R. Coutu, Director Suite 1210 225 – 6th Ave. S.W. Calgary, Alberta T2P 1N2, Canada Corporate Director Canada
Murilo Ferreira, Director Rua General Venancio Flores, 50 Cob. 01 Leblon, Rio de Janeiro RJ 22441-090 Former Chief Executive Officer, Vale SA Brazil
J. Bruce Flatt, Director and Chief Executive Officer One Canada Square, Level 25 Canary Wharf, London E14 5AA U.K. Chief Executive Officer, Brookfield Canada
Nicholas H. Goodman, Chief Financial Officer 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada Chief Financial Officer, Brookfield United Kingdom
Maureen Kempston Darkes, Director 10 Avoca Avenue, Unit 1904, Toronto, Ontario M4T 2B7, Canada Corporate Director Canada
Brian W. Kingston, Managing Partner, Chief
Executive Officer Real Estate 250 Vesey Street, 15th Floor, New York, NY 10281-1023, U.S.A. Managing Partner, Chief Executive Officer Real Estate of Brookfield Canada
Brian D. Lawson, Vice Chair 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Vice Chair, Brookfield Canada
Cyrus Madon, Managing Partner, Chief Executive Officer Private Equity 181 Bay Street, Suite300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer of Private Equity of Brookfield Canada
Howard S. Marks, Director 333 S. Grand Avenue, 28th Floor, Los Angeles, CA 90071, U.S.A. Deputy Chairman, Oaktree Capital Management Inc. U.S.A.
Frank J. McKenna, Director TDCT Tower 161 Bay Street, 35th Floor Toronto, Ontario M5J 2T2, Canada Chair of Brookfield and Deputy Chair of TD Bank Group, Wholesale Canada
Rafael Miranda, Director C/Santiago de Compostela 100 28035 Madrid, Spain Corporate Director Spain
Craig Noble, Managing Partner, Chief Executive Officer Alternative Investments 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Alternative Investments of Brookfield Canada
Lori Pearson, Managing Partner and Chief Operating Officer 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner and Chief Operating Officer of Brookfield Canada
Timothy R. Price, Director 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada Corporate Director Canada
Samuel J.B. Pollock, Managing Partner, Chief
Executive Officer Infrastructure 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Infrastructure of Brookfield Canada
Lord Augustine Thomas O’Donnell, Director Frontier Economics, 71 High Holborn, London U.K. WC1V 6DA Chairman of Frontier Economics Limited United Kingdom
Ngee Huat Seek, Director 501 Orchard Road, #08 — 01 Wheelock Place, Singapore 238880 Chairman, Global Logistic Properties Singapore
Sachin G. Shah, Managing Partner, Chief Executive Officer Renewable Power 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Renewable Power of Brookfield Canada
Diana L. Taylor, Director c/o Bloomberg, Philanthropies, 25 East 78th Street, New York, N.Y. 10075 Corporate Director U.S.A. and Canada

SCHEDULE II

PARTNERS LIMITED

Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship
Lisa Chu, Treasurer 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Senior Vice President – Finance, Brookfield Canada
Jack L. Cockwell, Director and Chairman of the Board 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada Corporate Director Canada
Lorretta Corso, Secretary 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Administrator and Corporate Secretary Canada
Brian W. Kingston, Director 250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A. Managing Partner, Chief Executive Real Estate of Brookfield Canada
Brian D. Lawson, Director and President 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Vice Chair, Brookfield Canada
Cyrus Madon, Director 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Private Equity of Brookfield Canada
Samuel J.B. Pollock, Director 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Infrastructure of Brookfield Canada
Timothy R. Price, Director 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada Corporate Director Canada
Sachin Shah, Director 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner, Chief Executive Officer Renewable Power of Brookfield Canada
Tim Wang, Assistant Secretary 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Manager, Capital Markets and Treasury, Brookfield Canada

SCHEDULE III

BROOKFIELD RENEWABLE POWER INC.

Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship
Douglas Christie, Director and Senior Vice-President Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Director of Brookfield Canada
Julian Deschatelets, Director and Senior Vice-President Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Director of Brookfield Canada
Wyatt Hartley, Director and Chief Financial Officer Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner of Brookfield Canada
Jennifer Mazin, Director and Senior Vice-President and Secretary Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner of Brookfield Canada
Sachin Shah, Chief Executive Officer Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner of Brookfield Canada
Ruth Kent, Chief Operating Officer Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Partner of Brookfield United Kingdom

SCHEDULE IV

BROOKFIELD INVESTMENTS CORPORATION

Name and Position of Officer or Director Principal Business Address Principal Occupation or Employment Citizenship
Thomas Corbett, Vice President and Chief Financial Officer 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Managing Director, Finance Canada
Lorretta M. Corso, Vice President and Secretary 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Administrator and Corporate Secretary Canada
Howard Driman, Director 4600 Bathurst St., Suite #315 Toronto, Ontario
M2R 3V3 Director of Finance, UIA Federations Canada Canada
James L.R. Kelly, Director Hwy. #26 West at 7th Line, P.O. Box 3394 206005
Hwy. #26 West Meaford, Ontario N4L 1A5 Corporate Director Canada
Edward C. Kress, Director, Chairman and President 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Group Chairman, Power, Brookfield Asset Management Inc Canada
Danesh K. Varma, Director 8 Little Trinity Lane, London EC4V 2AN United Kingdom Corporate Director United Kingdom
Leslie Yuen, Vice President and Controller 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada Vice President of Brookfield Canada