Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROOKFIELD Corp /ON/ Director's Dealing 2022

Sep 12, 2022

29863_dirs_2022-09-12_b4cdc4e5-ff58-475e-8ac8-479732f9b799.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TPI COMPOSITES, INC (TPIC)
CIK: 0001455684
Period of Report: 2022-09-08

Reporting Person: Opps TPIC Holdings, LLC (10% Owner)
Reporting Person: Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. (10% Owner)
Reporting Person: Oaktree Fund GP, LLC (10% Owner)
Reporting Person: OAKTREE FUND GP I, L.P. (10% Owner)
Reporting Person: Oaktree Capital I, L.P. (10% Owner)
Reporting Person: OCM HOLDINGS I, LLC (10% Owner)
Reporting Person: OAKTREE HOLDINGS, LLC (10% Owner)
Reporting Person: Oaktree Capital Group, LLC (10% Owner)
Reporting Person: Oaktree Capital Group Holdings GP, LLC (10% Owner)
Reporting Person: BROOKFIELD ASSET MANAGEMENT INC. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-08 Common Stock S 2407775 $18.85 Disposed 425699 Indirect
2022-09-08 Common Stock S 1486281 $18.85 Disposed 262777 Indirect
2022-09-08 Common Stock S 69360 $18.85 Disposed 12263 Indirect

Footnotes

F1: Consists of shares of Common Stock beneficially owned by Opps TPIC Holdings, LLC ("Opps").

F2: Consists of shares of Common Stock beneficially owned by Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V").

F3: Consists of shares of Common Stock beneficially owned by Oaktree Phoenix Investment Fund, L.P. ("Phoenix").

F4: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) Opps, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix.

F5: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.