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BROOKFIELD Corp /ON/ — Director's Dealing 2017
Oct 12, 2017
29863_dirs_2017-10-11_3aaf82c8-a00d-4410-b496-7fc76c291cff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GGP Inc. (GGP)
CIK: 0001496048
Period of Report: 2017-10-06
Reporting Person: BROOKFIELD ASSET MANAGEMENT INC. (Director, 10% Owner, Director by deputization)
*Reporting Person: Partners Ltd (Director, 10% Owner, Director by deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 24063298 | $8.3621 | Acquired | 24063298 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 21123856 | $8.1678 | Acquired | 21123856 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | D | 8134626.87 | $21.21 | Disposed | 12989228 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 82559 | $8.3621 | Acquired | 351958 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 94703 | $8.3621 | Acquired | 403716 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 1465005 | $8.3621 | Acquired | 5374254 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 21853 | $8.3621 | Acquired | 92828 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 497868 | $8.3621 | Acquired | 1842703 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 497868 | $8.3621 | Acquired | 1849568 | Indirect |
| 2017-10-06 | Common Stock, par value $0.01 per share | M | 28573419 | $8.3621 | Acquired | 28573419 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 18714651 | Disposed | 2017-11-09 | Common Stock (24063298) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.1678 | M | 16428571 | Disposed | 2017-11-09 | Common Stock (21123856) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 64209 | Disposed | 2017-11-09 | Common Stock (82559) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 73653 | Disposed | 2017-11-09 | Common Stock (94703) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 1139373 | Disposed | 2017-11-09 | Common Stock (1465005) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 16996 | Disposed | 2017-11-09 | Common Stock (21853) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 387205 | Disposed | 2017-11-09 | Common Stock (497868) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 387205 | Disposed | 2017-11-09 | Common Stock (497868) | Indirect |
| 2017-10-06 | Warrants to acquire Common Stock | $8.3621 | M | 22222290 | Disposed | 2017-11-09 | Common Stock (28573419) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 10104 | Indirect |
| Common Stock, par value $0.01 per share | 18671 | Indirect |
| Common Stock, par value $0.01 per share | 8670667 | Indirect |
| Common Stock, par value $0.01 per share | 61444210 | Indirect |
| Common Stock, par value $0.01 per share | 8670667 | Indirect |
| Common Stock, par value $0.01 per share | 37191170 | Indirect |
| Common Stock, par value $0.01 per share | 53000412 | Indirect |
| Common Stock, par value $0.01 per share | 79094965 | Indirect |
Footnotes
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
F5: See Exhibit 99.1; Note 5.
F6: See Exhibit 99.1; Note 6.
F7: See Exhibit 99.1; Note 7.
F8: See Exhibit 99.1; Note 8.
F9: See Exhibit 99.1; Note 9.
F10: See Exhibit 99.1; Note 10.
F11: See Exhibit 99.1; Note 11.
F12: See Exhibit 99.1; Note 12.
F13: See Exhibit 99.1; Note 13.
F14: See Exhibit 99.1; Note 14.
F15: See Exhibit 99.1; Note 15.
F16: See Exhibit 99.1; Note 16.
F17: See Exhibit 99.1; Note 17.
F18: See Exhibit 99.1; Note 18.
F19: See Exhibit 99.1; Note 19.
F20: See Exhibit 99.1; Note 20.