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BROOKFIELD Corp /ON/ — Director's Dealing 2013
Nov 5, 2013
29863_dirs_2013-11-05_3f517a91-fa4e-4a9f-9c38-701baa3f8353.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Growth Properties, Inc. (GGP)
CIK: 0001496048
Period of Report: 2013-11-01
Reporting Person: BROOKFIELD ASSET MANAGEMENT INC. (Director, 10% Owner, Director by deputization )
*Reporting Person: Partners Ltd (Director, 10% Owner, Director by deputization ***)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 1562170 | $20.39 | Acquired | 1562170 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 760807 | $20.39 | Disposed | 801363 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 22346448 | $20.39 | Acquired | 22346448 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 2873115 | $20.39 | Disposed | 19473333 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | P | 13543059 | $20.39 | Acquired | 13543059 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | P | 11550291 | $20.39 | Acquired | 11550291 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 7529107 | $20.39 | Acquired | 7529107 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 2380573 | $20.39 | Acquired | 2380573 | Indirect |
| 2013-11-01 | Common Stock, Par Value $0.01 per share | J | 2277546 | $20.39 | Disposed | 103027 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 2158038 | Disposed | 2017-11-09 | Common Stock (2466637) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 1051036 | Acquired | 2017-11-09 | Common Stock (1201334) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 30870195 | Disposed | 2017-11-09 | Common Stock (35284633) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 3968760 | Acquired | 2017-11-09 | Common Stock (4536293) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 14056096 | Acquired | 2017-11-09 | Common Stock (16066118) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 3288610 | Disposed | 2017-11-09 | Common Stock (3758881) | Indirect |
| 2013-11-01 | Warrants to acquire Common Stock | $ | J | 3146374 | Acquired | 2017-11-09 | Common Stock (3596306) | Indirect |
Footnotes
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
F5: See Exhibit 99.1; Note 5.
F6: See Exhibit 99.1; Note 6.
F7: See Exhibit 99.1; Note 7.
F8: See Exhibit 99.1; Note 8.
F9: See Exhibit 99.1; Note 9.
F10: See Exhibit 99.1; Note 10.
F11: See Exhibit 99.1; Note 11.
F12: See Exhibit 99.1; Note 12.
F13: See Exhibit 99.1; Note 13.
F14: See Exhibit 99.1; Note 14.