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BROOKFIELD Corp /ON/ — Director's Dealing 2012
Mar 28, 2012
29863_dirs_2012-03-28_68528636-1af7-4ae4-809a-c6995eb157c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rouse Properties, Inc. (RSE)
CIK: 0001528558
Period of Report: 2012-03-26
Reporting Person: BROOKFIELD ASSET MANAGEMENT INC. (10% Owner)
Reporting Person: Partners Ltd (10% Owner)
Reporting Person: Brookfield Holdings Canada (10% Owner)
Reporting Person: Brookfield US Holdings Inc. (10% Owner)
Reporting Person: Brookfield US Corp (10% Owner)
Reporting Person: Brookfield Retail Split II LLC (10% Owner)
Reporting Person: Brookfield Retail Holdings VI LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-26 | Common Stock, Par Value $0.01 per share | O | 1143094 | $15 | Acquired | 5466710 | Indirect |
| 2012-03-26 | Common Stock, Par Value $0.01 per share | O | 3174980 | $15 | Acquired | 8641690 | Indirect |
| 2012-03-26 | Common Stock, Par Value $0.01 per share | J | 6354012 | $15 | Acquired | 14995702 | Indirect |
| 2012-03-26 | Common Stock, Par Value $0.01 per share | O | 1809064 | $15 | Acquired | 1809064 | Indirect |
| 2012-03-26 | Common Stock, Par Value $0.01 per share | O | 756470 | $15 | Acquired | 2565534 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-26 | Rights to Acquire Shares pursuant to Rights Offering | $5.6264 | O | 3047486 | Disposed | 2012-03-16 | Common Stock (1143094) | Indirect |
| 2012-03-26 | Obligation to Acquire Shares pursuant to Rights Offering | $15 | O | 1 | Disposed | 2012-03-16 | Common Stock (3174980) | Indirect |
| 2012-03-16 | Obligation to Acquire Shares pursuant to Standby Agreement | $15 | J | 1 | Disposed | 2012-03-16 | Common Stock (6354012) | Indirect |
| 2012-03-26 | Rights to Acquire Shares pursuant to Rights Offering | $5.6264 | O | 4822963 | Disposed | 2012-03-16 | Common Stock (1809064) | Indirect |
| 2012-03-26 | Obligation to Acquire Shares pursuant to Rights Offering | $15 | O | 1 | Disposed | 2012-03-16 | Common Stock (756470) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.01 per share | 2946661 | Indirect |
| Common Stock, Par Value $0.01 per share | 2012058 | Indirect |
| Common Stock, Par Value $0.01 per share | 2307948 | Indirect |
| Common Stock, Par Value $0.01 per share | 265725 | Indirect |
| Common Stock, Par Value $0.01 per share | 530635 | Indirect |
| Common Stock, Par Value $0.01 per share | 177774 | Indirect |
| Common Stock, Par Value $0.01 per share | 178393 | Indirect |
| Common Stock, Par Value $0.01 per share | 600173 | Indirect |
Footnotes
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
F5: See Exhibit 99.1; Note 5.
F6: See Exhibit 99.1; Note 6.
F7: See Exhibit 99.1; Note 7.
F8: See Exhibit 99.1; Note 8.
F9: See Exhibit 99.1; Note 9.
F10: See Exhibit 99.1; Note 10.
F11: See Exhibit 99.1; Note 11.
F12: See Exhibit 99.1; Note 12.
F13: See Exhibit 99.1; Note 13.
F14: See Exhibit 99.1; Note 14.
F15: See Exhibit 99.1; Note 15.