Brockman Mining Limited — Share Issue/Capital Change 2021

Jul 4, 2021

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

BROCKMAN MINING LIMITED

Date of this announcement

Friday July 02, 2021

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Director Options Issued	17,500,000	29/06/2021
to be confirmed
New class - code	Unlisted Director Options Issued	15,000,000	29/06/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

BROCKMAN MINING LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ARBN

Registration number

143211867

1.3 ASX issuer code

BCK

1.4 The announcement is

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New announcement

1.5 Date of this announcement

2/7/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

ASX +security code New class - code to be confirmed	+Security description Unlisted Director Options Issued
+Security type	ISIN code
Options

Date the +securities the subject of this notification were issued 29/6/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP	Name of registered holder	Number of +securities
Liu Zhengui	Liu Zhengui	1,500,000
Ross Stewart Norgard	Ross Stewart Norgard	1,500,000
Chan Kam Kwan, Jason	Chan Kam Kwan, Jason	10,000,000
Yap Fat Suan, Henry	Yap Far Suan, Henry	1,500,000
Choi Yue Chun, Eugene	Choi Yue Chun, Eugene	1,500,000
David Rolf Welch	David Rolf Welch	1,500,000

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

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No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

2021 Notice of Special General Meeting Explanatory Memorandum https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02383738-6A1036398?access_token=8 3ff96335c2d45a094df02a206a39ff4

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Market announcement 14 May 2021, Proposed Grant of Share Options https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02374994-6A1033081?access_token=8 3ff96335c2d45a094df02a206a39ff4

Options Details

+Security currency

HKD - Hong Kong Dollar

Exercise price Expiry date HKD 0.21300000 31/12/2024

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

BCKAZ : OPTION EXPIRING 31-DEC-2024 EX HKD 0.213

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

2021 Notice of Special General Meeting Explanatory Memorandum https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02383738-6A1036398?access_token=8 3ff96335c2d45a094df02a206a39ff4 Market announcement 14 May 2021, Proposed Grant of Share Options https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02374994-6A1033081?access_token=8 3ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

Nil

Issue details

Number of +securities

17,500,000

ASX +security code +Security description

New class - code to be confirmed Unlisted Director Options Issued

+Security type ISIN code Options

Date the +securities the subject of this notification were issued

29/6/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP Name of registered holder Number of +securities Colin Paterson Colin Paterson 15,000,000

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. 2021 Notice of Special General Meeting Explanatory Memorandum https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02383738-6A1036398?access_token=8 3ff96335c2d45a094df02a206a39ff4 Market announcement 14 May 2021, Proposed Grant of Share Options https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02374994-6A1033081?access_token=8 3ff96335c2d45a094df02a206a39ff4

Options Details

+Security currency Exercise price Expiry date HKD - Hong Kong Dollar HKD 0.29500000 12/5/2024

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

BCKAAA : OPTION EXPIRING 12-MAY-2024 EX HKD 0.295

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

2021 Notice of Special General Meeting Explanatory Memorandum https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02383738-6A1036398?access_token=8 3ff96335c2d45a094df02a206a39ff4 Market announcement 14 May 2021, Proposed Grant of Share Options https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02374994-6A1033081?access_token=8 3ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

Nil

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Issue details

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Number of +securities

15,000,000

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
BCK : ORDINARY FULLY PAID	9,279,232,131

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
BCKAZ : OPTION EXPIRING 31-DEC-2024 EX HKD 0.213	71,000,000
BCKAAA : OPTION EXPIRING 12-MAY-2024 EX HKD 0.295	2,000,000
New class - code to be confirmed : Unlisted Director Options Issued	17,500,000
New class - code to be confirmed : Unlisted Director Options Issued	15,000,000

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No

5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No

5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No

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