Brockman Mining Limited — Share Issue/Capital Change 2015

Jan 20, 2015

Appendix 3B New issue announcement

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12

Name of entity

Brockman Mining Limited (BCK)

ARBN

143 211 867

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).

1 +Class of+securities issued or to be issued 2 Number of+securities issued or to be issued (if known) or maximum number which may be issued 3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)	Unlisted Employee Options Issued (BCKO)
	8,000,000 Options
	4,000,000 Options exercisable at HK$0.45 between 19 January 2016 and 18 January 2018; and 4,000,000 Options exercisable at HK$0.45 between 19 January 2017 and 18 January 2018.

• See chapter 19 for defined terms.

Appendix 3B Page 1

01/08/2012

Appendix 3B New issue announcement

4 Do the[+] securities rank equally N/A in all respects from the date of allotment with an existing[+] class of quoted[+] securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration HK$1 6 Purpose of the issue The Options were issued pursuant to the (If issued as consideration for Brockman Mining Limited 2012 Share the acquisition of assets, clearly Option Schemes and its relevant identify those assets) amendments as approved by members in the General Meetings held respectively on 13 November 2012 and 28 November 2013. 6a Is the entity an[+] eligible entity No that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b – 6h in relation to the[+] securities the subject of this Appendix 3B , and comply with section 6i 6b The date the security holder N/A resolution under rule 7.1A was passed 6c Number of[+] securities issued N/A without security holder approval under rule 7.1

• See chapter 19 for defined terms.

Appendix 3B Page 2

01/08/2012

Appendix 3B New issue announcement

6d Number of+securities issued with security holder approval under rule 7.1A 6e Number of+securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) 6f Number of securities issued under an exception in rule 7.2 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. 6h If securities were issued under rule 7.1A for non‐cash consideration, state date on which valuation of consideration was released to ASX Market Announcements 6i Calculate the entity’s remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements 7 Dates of entering +securities into uncertificated holdings or despatch of certificates 8 Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable)	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	Number	+Class
	8,381,982,131	Ordinary fully paid shares

• See chapter 19 for defined terms.

Appendix 3B Page 3

01/08/2012

Appendix 3B New issue announcement

9 Number and +class of all +securities not quoted on ASX (including the securities in section 2 if applicable) 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)	Number	+Class
	61,400,000 64,600,000 64,600,000 3,600,000 3,600,000 73,350,000 73,350,000 8,000,000	Options exercisable at HK$0.72,expiry date 13 December 2015 Options exercisable at HK$0.717, expiry date 14 January 2016 Options exercisable at HK$0.967, expiry date 14 January 2016 Options exercisable at HK$0.717, expiry date 28 February 2016 Options exercisable at HK$0.967, expiry date 28February 2016 Options exercisable at HK$0.717, expiry date 20 May 2016 Options exercisable at HK$0.967, expiry date 20 May 2016 Options exercisable at HK$0.45, expiry date 18 January2018
	N/A

Part 2 - Bonus issue or pro rata issue

11 Is security holder approval required? 12 Is the issue renounceable or non‐ renounceable? 13 Ratio in which the+securities will be offered	N/A
	N/A
	N/A

• See chapter 19 for defined terms.

Appendix 3B Page 4

01/08/2012

Appendix 3B New issue announcement

14 +Class of+securities to which the offer relates 15 +Record date to determine entitlements 16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? 17 Policy for deciding entitlements in relation to fractions 18 Names of countries in which the entity has+security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. 19 Closing date for receipt of acceptances or renunciations 20 Names of any underwriters 21 Amount of any underwriting fee or commission 22 Names of any brokers to the issue 23 Fee or commission payable to the broker to the issue 24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of+security holders 25 If the issue is contingent on +security holders’ approval, the date of the meeting	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A

• See chapter 19 for defined terms.

Appendix 3B Page 5

01/08/2012

Appendix 3B New issue announcement

26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) 30 How do+security holders sell their entitlements_in full_through a broker? 31 How do+security holders sell part of their entitlements through a broker and accept for the balance? 32 How do+security holders dispose of their entitlements (except by sale through a broker)? 33 +Despatch date	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A
	N/A

• See chapter 19 for defined terms.

Appendix 3B Page 6

01/08/2012

Appendix 3B New issue announcement

Part 3 - Quotation of securities

You need only complete this section if you are applying for quotation of securities

• 34 Type of securities ( tick one )

• (a) Securities described in Part 1

• (b) All other securities

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Tick to indicate you are providing the information or documents

• 35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders

• 36 If the[+] securities are[+] equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 ‐ 1,000 1,001 ‐ 5,000 5,001 ‐ 10,000 10,001 ‐ 100,000 100,001 and over

• 37 A copy of any trust deed for the additional[+] securities

Entities that have ticked box 34(b)

• 38 Number of securities for which +quotation is sought

• 39 Class of +securities for which quotation is sought

• See chapter 19 for defined terms.

Appendix 3B Page 7

01/08/2012

Appendix 3B New issue announcement

40 Do the[+] securities rank equally in all respects from the date of allotment with an existing[+] class of quoted[+] securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment

41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security)

Number +Class 42 Number and +class of all +securities quoted on ASX ( including the securities in clause 38)

• See chapter 19 for defined terms.

Appendix 3B Page 8

01/08/2012

Appendix 3B New issue announcement

Quotation agreement

• 1 +Q u otation of o ur additio n al[+] securit i es is in AS X ’s absolut e discretion . ASX ma y quote the [+] securities o n any con d itions it decides.

• 2 We warrant th e following t o ASX.

• The iss u e of the[+] securities to be quoted complies w ith the law and is not for an illegal p u rpose.

• There i s no reas o n why th o se[+] securi t ies shoul d not be g ranted +quotation.

• An off e r of the[+] s e curities fo r sale withi n 12 mont h s after their issue will no t require di s closure under section 707(3) or s ection 1012 C (6) of the Co r porations A ct.

Note: An e n tity may need to obtain appropria t e warranties fro m subscribers for t he securities in o rder to be able to give this warranty

• Section 724 or sec t ion 1016E of the Corp o rations Act does not a p ply to any ap p lications r eceived by us in rela t ion to an y[+] securitie s to be quoted and that n o‐one has a ny right t o return an y[+] securitie s to be quoted under sect i ons 737, 73 8 or 1016F o f the Corp o rations Ac t at the time th a t we requ e st that the [+] securities b e quoted.

• If we a r e a trust, w e warrant t h at no pers o n has the r ight to ret u rn the +securi t ies to be q u oted unde r section 1019B of the C o rporation s Act at the time that we r e quest that t he[+] securit i es be quot e d.

• 3 We will indem n ify ASX to the fullest e xtent per m itted by la w in respect of any clai m , action o r expense arising fro m or conn e cted with a ny breach of the war r anties in t h is agreem e nt.

• 4 We give ASX t h e informa t ion and d o cuments r e quired by t his form. If any inf o rmation o r documen t not avai l able now, will give i t to ASX before +qu o tation of t h e[+] securiti e s begins. We ackno w ledge that ASX is rel y ing on the informatio n and docu m ents. W e warrant t h at they are (will be) tr u e and co m plete.

Sign here: ............................................................ D a te: 20 Janu a ry 2015 (Dir e ctor ~~/Com~~ ~~p any secret~~ ~~a ry)~~

Print name: Mr. C han Kam K wan, Jaso n

• See chapter 19 for defined terms.

Appendix 3 B Page 9

01/08/2012