Brockman Mining Limited — Director's Dealing 2019

Jan 21, 2019

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Kwai Sze Hoi
Date of last notice	2 May 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances givingrise to the relevant interest.
Date of change	17 January 2019

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change		2,487,680,137 Ordinary shares consisting of:Direct:•60,720,000 fully paid ordinary shares jointlyheld by Mr. Kwai and Ms. Cheung Wai Fung(his spouse)Indirect:•2,426,960,137 fully paid ordinary shares heldby Ocean Line Holdings Limited80,000,000 Options consisting of:•40,000,000 exercisable at HK$0.124, vesting 1January 2019, expiring 31 December 2020•40,000,000 exercisable at HK$0.124, vesting 1January2020,expiring 31 December 2020
Class		A) Ordinary SharesB) Ordinary Shares (from exercise of options)
Number acquired		A) 4,000,000 Shares on‐market purchaseB) 40,000,000 Options exercised
Number disposed		Nil
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand estimated valuation		A) Average price at HK$0.1692 B) 40,000,000 options exercised at HK$0.124 each

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change		2,531,680,137 Ordinary shares consisting of:Direct:•60,720,000 fully paid ordinary shares jointlyheld by Mr. Kwai and Ms. Cheung Wai Fung(his spouse)•44,000,000 fully paid ordinary sharesIndirect:•2,426,960,137 fully paid ordinary shares heldby Ocean Line Holdings Limited40,000,000 Options exercisable at HK$0.124, vesting1 January 2020, expiring 31 December 2020
Nature of changeExample: on‐market trade, off‐market trade,exercise of options, issue of securities underdividend reinvestment plan, participation in buy‐back		A) On‐market purchase at an average price ofHK$0.1692.B) Exercise of options at HK$0.124.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

	: In the case of a company, i	nterests which come within	nterests which come within	paragraph (ii) of the definition	of “notifiable interest of a director” should be	of “notifiable interest of a director” should be	of “notifiable interest of a director” should be	of “notifiable interest of a director” should be
	sed in this part.
De	tail of contract		N	IL
Na	ture of interest
Name of registered holder(if issued securities)	me of registered ho	lder
Date of change
No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed
	p gte: Details are only required for a contract in
	tion to which the interest has changed
Int	erest acquired
Int	erest disposed
VaNoand	lue/Considerationte: If consideration is non‐cash, provide detailsan estimated valuation
Int	erest after change
	+
	t 3 –Closed period

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required?	No
If so, was prior written clearance provided to allow the tradeto proceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2 Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Kwai Kwun Lawrence
Date of last notice	2 May 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest	N/A
(including registered holder)
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change	17 January 2019

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 5

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	87,658,412Ordinary sharesDirect:•28,658,412 fully paid ordinary shares ownedbeneficiallyIndirect:•59,000,000 fully paid ordinary shares held byMentor Wisdom LimitedAND35,000,000 Options consisting of:•17,500,000 exercisable at HK$0.124, vesting 1January 2019, expiring 31 December 2020•17,500,000 exercisable at HK$0.124, vesting 1January 2020, expiring 31 December 2020	87,658,412Ordinary sharesDirect:•28,658,412 fully paid ordinary shares ownedbeneficiallyIndirect:•59,000,000 fully paid ordinary shares held byMentor Wisdom LimitedAND35,000,000 Options consisting of:•17,500,000 exercisable at HK$0.124, vesting 1January 2019, expiring 31 December 2020•17,500,000 exercisable at HK$0.124, vesting 1January 2020, expiring 31 December 2020
Class	Ordinary Shares (from exercise of options)
Number acquired	17,500,000
Number disposed	Nil
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand estimated valuation		17,500,000 options exercised at HK$0.124 each
No. of securities held after change	105,158,412Ordinary sharesDirect:•46,158,412 fully paid ordinary shares ownedbeneficiallyIndirect:•59,000,000 fully paid ordinary shares held byMentor Wisdom LimitedAND17,500,000 options exercisable at HK$0.124, vesting 1January 2020, expiring 31 December 2020
Nature of changeExample: on‐market trade, off‐market trade,exercise of options, issue of securities underdividend reinvestment plan, participation in buy‐back	Exercise of options at HK$0.124.

• See chapter 19 for defined terms.

Appendix 3Y Page 6

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	NIL
Nature of interest
Name of registered holder(if issued securities)
Date of change
No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed
Interest acquired
Interest disposed
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand an estimated valuation
Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required?	No
If so, was prior written clearance provided to allow the tradeto proceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 7