Brockman Mining Limited — Director's Dealing 2016

Jan 4, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Chan Kam Kwan Jason
Date of last notice	21 January 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances givingrise to the relevant interest.	N/A
Date of change	31 December 2015
No. of securities held prior to change	12,200,000 Options consisting of:‐5,000,000 options at an exercise price ofHK$0.72‐7,200,000 options expiring 20 May 2016,comprised of:•3,600,000 of which vest 20 May 2014,exercise price of HK$0.717•3,600,000 of which vest 20 May 2015,exerciseprice of HK$0.967
Class	Options

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	Number acquired	Nil
Number disposed		Lapse of 5,000,000 Options
	Value/Consideration	Nil
	Note: If consideration is non‐cash, provide detailsand estimated valuation
	o. of securities held after change	7,200,000 options expiring 20 May 2016, comprisedf
		o:•6 f hih t M
		3,00,000 o wc ves 20 ay 2014,exercise rice of HK$0717
		p .•3600000 of which vest 20 May 2015
		,, ,exercise price of HK$0.967
	Nature of changeExample: on‐market trade off‐market trade	Lapse of options unexercised
	, ,exercise of options, issue of securities underdd l b
	ivien reinvestment pan, participation in uy‐back

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Detail of contract	Detail of contract	Detail of contract	Detail of contract	NIL	NIL	NIL	NIL	NIL
	Nt f itt
	aure	neres
	Name of(if issue	registered hod securities)	lder
	Date of	change
	No. andinterest	class of securelated prior tl l	rities to whico changef	h
	Note: Detais are ony required or a contract inrelation to which the interest has changed
	Interest acquired
	Interest disposed
	Value/ConsiderationNote: If consideration is non‐cash, provide detailsand an estimated valuation
	Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Uwe Henke Von Parpart
Date of last notice	21 January 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances givingrise to the relevant interest.	N/A
Date of change	31 December 2015
No. of securities held prior to change	2,500,000 Options consisting of:‐1,000,000 options with an exercise price ofHK$0.72‐1,500,000 options expiring 20 May 2016,comprised of:•750,000 of which with an exercise price ofHK$0.717•750,000 of which with an exercise price ofHK$0.967
Class	Options

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Number acquired	Nil
Number disposed	Lapse of 1,000,000 Options
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand estimated valuation	Nil
No. of securities held after change	1,500,000 options expiring 20 May 2016, comprised of:•750,000 of which with an exercise price ofHK$0.717•750,000 of which with an exercise price ofHK$0.967
Nature of changeExample: on‐market trade, off‐market trade,exercise of options, issue of securities underdividend reinvestment plan, participation in buy‐back	Lapse of options unexercised

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 5

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	NIL
Nature of interest
Name of registered holder(if issued securities)
Date of change
No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed
Interest acquired
Interest disposed
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand an estimated valuation
Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 6

01/01/2011