Brockman Mining Limited — Director's Dealing 2014

Jan 20, 2014

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Chan Kam Kwan Jason
Date of last notice	27 May 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	17 January 2014
No. of securities held prior to change	13,700,000 Options consisting of: • 1,500,000 Options expiring 17 January 2014; exercise price of HK$1.164 • 5,000,000 Options expiring 13 December 2015, exercise price of HK$0.72; and • 7,200,000 Options expiring 20 May 2016, comprised of: � 3,600,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 3,600,000 of which vest 20 May 2015, exercise price of HK$0.967
Class	Options

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	NIL
Number disposed	Lapse of 1,500,000 options exercisable at HK$1.164, expiry date 17 January 2014
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	NIL
No. of securities held after change	12,200,000 Options consisting of: • 5,000,000 Options expiring 13 December 2015, exercise price of HK$0.72; and • 7,200,000 Options expiring 20 May 2016, comprised of: � 3,600,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 3,600,000 of which vest 20 May 2015, exercise price of HK$0.967
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back	Lapse of options unexercised

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Interest after change

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Uwe Henke Von Parpart
Date of last notice	27 May 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change	17 January 2014
No. of securities held prior to change	Direct: 3,500,000 Options consisting of: • 1,000,000 options exercisable at HK$1.164, expiry date 17 January 2014 • 1,000,000 options exercisable at HK$0.72, expiry date 13 December 2015 • 1,500,000 Options expiring 20 May 2016 comprised of: � 750,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 750,000 of which vest 20 May 2015, exercise price of HK$0.967
Class	Options

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	NIL
Number disposed	Lapse of 1,000,000 options exercisable at HK$1.164, expiry date 17 January 2014
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	NIL
No. of securities held after change	Direct: 2,500,000 Options consisting of: • 1,000,000 options exercisable at HK$0.72, expiry date 13 December 2015 • 1,500,000 Options expiring 20 May 2016 comprised of: � 750,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 750,000 of which vest 20 May 2015, exercise price of HK$0.967
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back	Lapse of options unexercised

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143 211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Yip Kwok Cheung Danny
Date of last notice	27 may 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change	17 May 2013
No. of securities held prior to change	Direct: 3,500,000 Options consisting of: • 1,000,000 options exercisable at HK$1.164, expiry date 17 January 2014 • 1,000,000 options exercisable at HK$0.72, expiry date 13 December 2015 • 1,500,000 Options expiring 20 May 2016 comprised of: � 750,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 750,000 of which vest 20 May 2015, exercise price of HK$0.967
Class	Options

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	NIL
Number disposed	Lapse of 1,000,000 options exercisable at HK$1.164, expiry date 17 January 2014
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	NIL
No. of securities held after change	Direct: 2,500,000 Options consisting of: • 1,000,000 options exercisable at HK$0.72, expiry date 13 December 2015 • 1,500,000 Options expiring 20 May 2016 comprised of: � 750,000 of which vest 20 May 2014, exercise price of HK$0.717; and � 750,000 of which vest 20 May 2015, exercise price of HK$0.967
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back	Lapse of Options unexercised.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3