Brockman Mining Limited — Director's Dealing 2012

Nov 20, 2012

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity BROCKMAN MINING LIMITED ARBN 143211 867

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Kwai Sze Hoi
Date of last notice	27 June 2012

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest.	Ocean Line Holdings Limited (Ocean Line)holds the following interest1)Fully paid ordinary shares and2)5% Convertible Bond, convertible on orbefore 10 January 2014 (CB)3)5% Convertible Bond, convertible on orbefore 19 April 2015 (Additional CB)Ocean Line is owned 60% by Mr Kwai and40% byMs CheungWai Fund(Mr Kwai’s wife)
Date of change	16 ‐19 November

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	No. of securities held prior to change	1,048,872,862 Ordinary shares consisting of:Direct:60,720,000 fully paid ordinary shares
		jointly held by Mr Kwai and Ms Cheun
		Wai Fung (Mr Kwai’s wife)
		Idit
		nrec:8886 fll id di h
		9,152,2 uy pa ornary saresheld by Ocean Line Holdings Limited
		5% Convertible Bond convertible on
		,or before 10 January 2014 (CB) which is
		convertible into 159,900,000 ordinary
		shares
		5% Convertible Bond, convertible on
		or before 19 April 2015 (Additional CB)
		which is convertible into 130,000,000
		ordinaryshares
	Class	Ordinary shares
	Number acquired	2116000
		,,
	Number disposed	Nil
	Value/ConsiderationN If idi i h id dil d	HK$918,400
	ote: conseraton s non‐cas, prove etas anestimated valuation
No. of securities held after change	No of securities held after chane	8886 Odi h ii f
	. g	1,050,9,2 rnary sares consstng o:
		Direct:
		60,720,000 fully paid ordinary shares
		jointly held by Mr Kwai and Ms Cheun
		Wai Fung (Mr Kwai’s wife)
		Indirect:
		• 990,268,862fullypaidordinary
		shares held by Ocean Line Holdings
		Limited
		• 5% Convertible Bond, convertible on
		or before 10 January 2014 (CB) which is
		convertible into 159,900,000 ordinaryshares
		• % Convertible Bond convertible on
		5 ,or before 19 April 2015 (Additional CB)
		hih i tibl it
		wc s convere no 10,000,000
		ordinary shares
Nature of changeExample: on‐market trade, off‐market trade, exercise ofoptions, issue of securities under dividend reinvestment plan,participation in buy‐back		Acquisition on‐market

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Subscription Agreement dated 2 November 2012between BCK and Ocean Line whereby OceanLine agreed to subscribe for the Nov 2012 CB for aprincipal amount of HK$78,000,000, which isconvertibleinto190,243,902shares.TheSubscription is conditional upon, among otherthings, approval of the Independent Shareholdersand the HK Stock Exchange granting listing ofandpermission to deal in the Conversion Shares.
Nature of interest	Indirect
Name of registered holder(if issued securities)	Ocean Line Holdings Limited
Date of change	2 November 2012
No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed	If the Nov 2012 CB is exercised in full, BCK would berequired to issue up to 190,243,902 shares.
Interest acquired	Conditional interest in 190,243,902 shares
Interest disposed
Value/ConsiderationNote: If consideration is non‐cash, provide detailsand an estimated valuation	HK$78,000,000
Interest after change	Subscription Agreement dated 2 November 2012between BCK and Ocean Line whereby Ocean Lineagreed to subscribe for the Nov 2012 CB for aprincipal amount of HK$78,000,000, which isconvertibleinto190,243,902shares.TheSubscription is conditional upon, among otherthings, approval of the Independent Shareholdersand the HK Stock Exchange granting listing of andpermission to deal in the Conversion Shares.

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required?	No
If so, was prior written clearance provided to allow the tradeto proceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011