AI assistant
BROADWIND, INC. — Director's Dealing 2025
May 19, 2025
34590_dirs_2025-05-19_2d0aab98-0a7e-4639-9256-d81f7914339b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2025-05-15
Reporting Person: Ciccone Thomas A (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-15 | Common Stock | A | 22317 | — | Acquired | 105923 | Direct |
| 2025-05-16 | Common Stock | F | 1614 | $1.88 | Disposed | 104309 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15670 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28.