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BROADWIND, INC. Director's Dealing 2024

Apr 29, 2024

34590_dirs_2024-04-29_e56b003a-36b2-424b-a5e8-5e68be32be9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-04-25

Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-25 Common Stock F 2017 $2.08 Disposed 135365 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16160 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 6,560 restricted stock units that vest on 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.