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BROADWIND, INC. Director's Dealing 2024

Apr 29, 2024

34590_dirs_2024-04-29_6a6a57cd-6609-4adc-827e-b693c93af4b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-04-25

Reporting Person: Kennedy Hayes M. (Chief Human Resources Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-25 Common Stock F 1285 $2.08 Disposed 31440 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9615 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 4,017 restricted stock units that vest on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.