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BROADWIND, INC. — Director's Dealing 2024
Apr 29, 2024
34590_dirs_2024-04-29_fbb39a4f-f289-4349-b42c-6b8a3b97c81d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-04-25
Reporting Person: Ciccone Thomas A (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-25 | Common Stock | F | 772 | $2.08 | Disposed | 49506 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12104 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 3,938 restricted stock units that vest on 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.
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