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BROADWIND, INC. — Director's Dealing 2024
May 30, 2024
34590_dirs_2024-05-30_1a304df4-e561-444f-b6b1-d8f407b6ff87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-05-28
Reporting Person: Mayo Gilbert W. Jr. (Pres., Broadwind Ind. Solution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-28 | Common Stock | F | 666 | $4.42 | Disposed | 95095 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18641 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.