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BROADWIND, INC. Director's Dealing 2024

May 30, 2024

34590_dirs_2024-05-30_0bfb28dc-f81a-4703-9211-6996dadaf63c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-05-28

Reporting Person: Ciccone Thomas A (VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-05-28 Common Stock F 1128 $4.42 Disposed 67719 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12104 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.