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BROADWIND, INC. Director's Dealing 2024

Aug 20, 2024

34590_dirs_2024-08-20_24a7f6bc-5a6c-4a1a-aa26-e74e4ad162e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2024-08-16

Reporting Person: Blashford Eric B. (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-08-16 Common Stock P 5000 $2.2679 Acquired 468487 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29328 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $2.26 to $2.27; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.