BROADWIND, INC. — Director's Dealing 2023

Apr 27, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-04-25

Reporting Person: Ciccone Thomas A (VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-25	Common Stock	F	1314	$4.97	Disposed	40642	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9129	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.