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BROADWIND, INC. — Director's Dealing 2023
May 3, 2023
34590_dirs_2023-05-03_b0318d34-07ce-404b-a9cf-de929a8f131e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-05-01
Reporting Person: Ciccone Thomas A (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Common Stock | F | 2168 | $4.96 | Disposed | 38474 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9129 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.
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