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BROADWIND, INC. Director's Dealing 2023

May 10, 2023

34590_dirs_2023-05-10_af4e1b0a-d6d8-4439-b032-21f366227b57.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-05-08

Reporting Person: Ciccone Thomas A (VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-08 Common Stock F 787 $4.82 Disposed 37687 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9129 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 2,421 restricted stock units that vest on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.