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BROADWIND, INC. — Director's Dealing 2023
May 30, 2023
34590_dirs_2023-05-30_e6e013a8-1f09-47ca-9362-c44e7ef9b3b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-05-25
Reporting Person: Ciccone Thomas A (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-25 | Common Stock | A | 12591 | — | Acquired | 50278 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9129 | Indirect |
Footnotes
F1: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.
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