BROADWIND, INC. — Director's Dealing 2023

May 30, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-05-25

Reporting Person: Hanna Wayne W. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-05-25	Common Stock	A	7133	—	Acquired	71435	Direct
2023-05-25	Common Stock	A	17263	—	Acquired	88698	Direct
2023-05-25	Common Stock	F	6823	$4.11	Disposed	81875	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8992	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.