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BROADWIND, INC. — Director's Dealing 2023
May 30, 2023
34590_dirs_2023-05-30_49043229-20e8-420a-9582-830262d2c259.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-05-25
Reporting Person: Mayo Gilbert W. Jr. (Pres., Broadwind Ind. Solution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-25 | Common Stock | A | 7109 | — | Acquired | 76571 | Direct |
| 2023-05-25 | Common Stock | A | 16540 | — | Acquired | 93111 | Direct |
| 2023-05-25 | Common Stock | F | 7002 | $4.11 | Disposed | 86109 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15895 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2: Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26.